- TD Bank (Charlotte, NC)
- …Business:** Governance & Control **Job Description:** **Department Overview:** The Commercial Bank Governance & Reporting Specialist will support all first ... metrics, and effectively communicating to senior stakeholders through the Bank . The above details are specific to the role...and risks for the business + Supports the annual Risk & Control Self-Assessment process, including preparatory… more
- Truist (Charlotte, NC)
- …processes or programs in the first line of defense that drive the alignment of Commercial Community Bank risk processes with Truist risk programs, ... credit file reviews and reporting to ensure effective commercial credit risk management. Manage multiple complex...to the first line of defense for effective Quality Control Program design, implementation, and related risk … more
- US Bank (Charlotte, NC)
- …identify potential risks and implement risk mitigation strategies and controls for Corporate/Middle-Market Banking, Equipment Finance and/or Commercial Real ... Estate. - Support risk and control self-assessment (RCSA) by providing recommendations to strengthen... self-assessment (RCSA) by providing recommendations to strengthen the Bank 's risk management framework. - Partner with… more
- City National Bank (Charlotte, NC)
- … risk management framework, which includes risk identification and assessment; risk measurement; risk controls ; and risk monitoring and ... 1LOD development and implementation of business processes, procedures, and controls to adhere to operational risk governance...of risk identification assessments and scenario analysis, Risk and Control Self Assessments (RCSA's), Key… more
- City National Bank (Charlotte, NC)
- …Managers ("BCM"s) and Business Control Senior Analyst and or Lead for Commercial Banking and will partner with the Risk Framework leadership team. ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....practical impacts/implications to the business line. * Support on Control Standards to ensure compliance-related controls are… more
- TD Bank (Charlotte, NC)
- …Description:** **Department Overview:** The Quality Control Specialist will perform Quality Control activities across the Commercial Bank and possess a ... Control Specialist manages a portfolio of governance and control activities for moderately complex or high- risk ...controls and connects the dots across issues and control deficiencies across various BUs in order to increase… more
- TD Bank (Charlotte, NC)
- …deadlines + Leads or participates in strategic project initiatives to within Regional Commercial to mitigate risk , enhance controls or remediate audit, ... details for this role. **Line of Business:** Governance & Control **Job Description:** The Controls Groups Manager...events, in a timely manner + Participates in Regional Commercial Risk Council and Committee structure +… more
- US Bank (Charlotte, NC)
- …at-all from Day One. **Job Description** SUMMARY US Bank Wealth, Corporate, Commercial and Institutional Banking (WCIB) Risk Management is seeking a Risk ... and other financial services to middle market, large corporate, commercial real estate, financial institution, institutional, non-profit and public...functions and products, as well as with the US Bank enterprise risk programs. They will be… more
- Bank of America (Charlotte, NC)
- …Qualifications:** + Must have a minimum of 8 + years of Credit, Risk and/or Auditing experience. + Commercial Credit, Leveraged Lending, Global Markets, ... Audit Manager- Commercial Credit Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut;...Carolina; Providence, Rhode Island; Wilmington, Delaware **Job Description:** At Bank of America, we are guided by a common… more
- TD Bank (Charlotte, NC)
- …of compliance risk and establish sustainable controls commensurate with the risk appetite and growth of the Bank and its relevant subsidiaries * Provides ... and operationalize the business plan and deliver on Compliance programs across the bank , additionally provides oversight on risk assessment process * Grow team… more
- US Bank (Charlotte, NC)
- …of the business line's operations, products/services, systems, and associated risks/ controls - Thorough knowledge of Risk /Compliance/Audit competencies - ... At US Bank , we're on a journey to do our...from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the business line's primary … more
- EverBank (Charlotte, NC)
- **Operational Risk Officer - Bank ** The Operational Risk Officer specializes in operational risk by analyzing losses involved with the organization's ... is within these guidelines. + Determines best practices for business activities to control various risks by researching all investment risk management policies,… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Charlotte, NC **Summary** The Third-Party Risk Management (TPRM) specialist will support the TPRM Manager in successfully ... will be responsible for executing key components of our Third-Party risk management program within an established framework. **Key Responsibilities** **First Line… more
- TD Bank (Charlotte, NC)
- … Control Effectiveness Business Management Specialist will support the enhancement of Commercial controls through a variety of high profile initiatives and ... appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- EverBank (Charlotte, NC)
- **Business Risk and Controls Analyst** The Business Risk and Controls Analyst focuses on determining the reliability and effectiveness of internal ... financial controls across the company. Under general supervision, this job...experience working within the Financial Services Industry + QA control testing, Audit, and/or Risk experience. +… more
- Capital One (Charlotte, NC)
- …year of experience in financial services **Preferred Qualifications** + 2+ years of Commercial Bank Operations, Loan Servicing, Risk , Compliance or ... Charlotte, NC. Multifamily Loan Servicing is a division of the Capital One Commercial Bank , this team supports numerous critical processes and transactions. By… more
- US Bank (Charlotte, NC)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control , and governance processes of US Bancorp (USB), ... At US Bank , we're on a journey to do our...of the business line's operations, products/services, systems, and associated risks/ controls + Thorough knowledge of Risk /Compliance/Audit competencies… more
- Bank of America (Charlotte, NC)
- …East Hartford, Connecticut; Providence, Rhode Island; Wilmington, Delaware **Job Description:** At Bank of America, we are guided by a common purpose to help ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...working with Portfolio Manager(s) to establish and execute a risk based coverage plan for a specific portfolio or… more
- TD Bank (Charlotte, NC)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, ... + Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations… more
- City National Bank (Charlotte, NC)
- …requiring extensive operational expertise to manage workflow to match client needs, risk control and maximize cross selling potential *Must-Have** * Bachelor's ... products and services applicable to target client segment. * Good knowledge of commercial credit policies and procedures, and bank operations policies and… more