- TD Bank (Charlotte, NC)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Charlotte, NC)
- …may vary depending on availability and individual circumstances._ **Job Profile Summary:** The Compliance Business Oversight Manager provides advice, ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Banking Compliance team is seeking an experienced compliance professional to assist with complaint oversight … more
- Regions Bank (Charlotte, NC)
- …line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager ...Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- Truist (Charlotte, NC)
- …methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates ... with businesses across the enterprise. Key stakeholders include IT Business Unit risk teams (1LOD) and Enterprise Data Risk... Unit risk teams (1LOD) and Enterprise Data Risk Oversight (EDRO) (2LOD). The goal is to provide reporting… more
- Truist (Charlotte, NC)
- …Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. Strategic business and financial planning experience ... Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you will… more
- Truist (Charlotte, NC)
- …of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely with 1LOD partners to ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Manager will be a member of the Consumer Deposit Compliance team within ... expertise of federal regulations and second line of defense oversight to various lines of business , with...with a focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance … more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business :** Audit **Job Description:** The **Audit Manager I** - US Compliance Audit is responsible for executing and leading ... etc.) and sufficiency of systems, processes, and oversight to support regulatory compliance . The Audit Manager I will participate in the planning, execution,… more
- EMCOR Group (Charlotte, NC)
- …and building management systems. **Job Summary** Are you an experienced Data Center Compliance Manager looking to advance your career to the next level? ... Miller Electric Company is seeking an experienced Data Center Compliance Manager for Facility Solutions. The Data Center Compliance Manager reports… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the ... responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner -… more
- Truist (Charlotte, NC)
- … and risk committees/councils. 2. Provide oversight and governance to business regarding its control environment. Maintains operations, compliance and risk ... on the requisition. Drive operational strategy and governance for Small Business , ensuring risk management, compliance , and operational excellence. Partner… more
- Citizens (Charlotte, NC)
- …play a pivotal role in strengthening our enterprise privacy and compliance efforts. You'll help drive Citizens' customer-first, innovation-driven growth by ... identifying, assessing, and managing privacy risks across business lines. This role offers valuable exposure to financial institution operations, laws and… more
- Coinbase (Charlotte, NC)
- …product offering*.* *What you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading, reporting, ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- First Horizon Bank (Charlotte, NC)
- …to be the best at serving their customers one opportunity at a time. The Business System Manager (BSM) serves as the central point of contact for the ... We collaborate with each other and with our internal business partners to delight our customers. We believe in...management and oversight of systems used by our Default Servicing team… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product ... business unit's risk profile, emerging risks, and control effectiveness. + Monitor business unit activities to ensure ongoing compliance with applicable laws,… more
- Compass Group, North America (Charlotte, NC)
- …us as a company as we continue to raise the bar. **Job Summary:** The ** Business Development Creative Manager , Higher Education Dining** , leads a team of ... responsible for developing high-quality, strategic proposals that drive new business and client retention across Compass Group's Higher Education sectors.… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Senior Manager Group Risk leads, ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more