- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... **Demonstrated expertise in Compliance Management Systems (CMS), including compliance monitoring , risk assessment, issue management, reporting, and… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... in the US Compliance Operating Framework (COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk… more
- US Bank (Charlotte, NC)
- …applicable to Corporate and Commercial Banking business lines The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Corporate ... from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level management position… more
- TD Bank (Charlotte, NC)
- …Act, TILA and State laws applicable to residential secured lending. + The Compliance Manager will collaborate closely with sales, underwriting, processing, and ... providing input on processes, initiatives, marketing materials, and job aids to ensure regulatory compliance . + The Compliance Manager will also be heavily… more
- TD Bank (Charlotte, NC)
- …of compliance that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US ... over all workstreams and responsibility for related reporting. The Manager supports the head of US Compliance ...practices of peer institutions. As part of this, the Manager focuses on tracking, monitoring , and challenging… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...interpret against policies, guidelines or processes + Oversees a monitoring and testing program to ensure effective compliance… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal ... developed and implemented within statutory timeframes utilizing sound and current compliance industry standards and practices. Responsible for the review and… more
- Coinbase (Charlotte, NC)
- …Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due diligence, screening ... and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Coinbase (Charlotte, NC)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design… more
- Truist (Charlotte, NC)
- … monitoring best practices. Strong knowledge of regulatory and compliance requirements related to operational resilience, incident management, and monitoring ... **Please review the following job description:** The Head of Observability and Monitoring will lead the strategy, architecture, and implementation of observability, … more
- TD Bank (Charlotte, NC)
- …and programs, including Compliance Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing, Program ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more
- TD Bank (Charlotte, NC)
- …in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk ... operating procedures; and policies + Independently performs targeted and periodic monitoring of business activities for compliance with regulatory requirements… more
- City National Bank (Charlotte, NC)
- …procedures, and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with ... of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to...other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Monitoring and Testing Team Summary:** **U.S. Compliance ... operational units across the Bank in accordance with US Compliance Monitoring and Testing's approved testing and...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Regions Bank (Charlotte, NC)
- … function specific to a line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... compliance + Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws… more
- TD Bank (Charlotte, NC)
- …communication skills to interact with senior compliance stakeholders. The Compliance Governance & Operations Manager leads the development and implementation ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory-Reporting--GM-NFRR--Operational- Monitoring \_25044238) **Job Description:** At Bank of America, we are… more
- City National Bank (Charlotte, NC)
- …- Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area ... affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred.… more