- City National Bank (Charlotte, NC)
- * CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing / Reporting Lead is a key strategic and integral ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- TD Bank (Charlotte, NC)
- …Insights, & Artificial Intelligence **Job Description:** **Department Overview** **:** **ORM Lead Business Insights Specialist, Stress Testing & Scenario ... Execution: Lead the end-to-end delivery of the ORM Stress Testing Program, ensuring all regulatory requirements for operational risk losses and capital… more
- Wells Fargo (Charlotte, NC)
- …risk and control management strategies. **In this role, you will:** + Lead control coverage for **market maker clearing** build out and partner with ... , audit, and regulatory readiness. + Drive ORKRI performance measures and streamline/automate control processes. + Lead control assessments aligned to… more
- Truist (Charlotte, NC)
- …data testing program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze and determine the effectiveness of ... to appropriate Leadership and Executives. 3. Oversee the 1LOD or Enterprise Testing Control Utility Program/Plan, including the methodology, and drive… more
- TD Bank (Charlotte, NC)
- …oversight, and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US ... Compliance Monitoring and Testing in defining the long-term vision, priorities, and success...& Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies,… more
- Truist (Charlotte, NC)
- … Reporting , Deputy Corporate Controller and other senior leaders on regulatory reporting matters. * Lead the development of implementation strategies for ... the Federal Reserve Board (FRB). * Maintain a strong control environment and provide timely and information to various...developments both internal and external that may impact regulatory reporting * Lead ad hoc projects across… more
- TD Bank (Charlotte, NC)
- …governance, audit), as appropriate. **Department Overview:** The US FCRM Monitoring & Testing teams are responsible for control assurance responsibilities under ... In depth knowledge of AML/ATF regulations, financial crime typologies, and control frameworks. **Preferred Skills:** + In-depth Auditing/ Testing experience from… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Relevant Professional Certification - eg CPA, CISA 2. Control testing experience in a public accounting firm 3. Financial ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk… more
- Truist (Charlotte, NC)
- …management, production teams and data providers on process, risks, controls, and control testing . 14. Assist production teams in defining and documenting ... in alignment with second line of defense risk programs. Lead a team of professionals in the first line...business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance… more
- Bank of America (Charlotte, NC)
- …trend and analytical reporting related to computations + Works with internal control functions + Serves as lead with local regulator and other regulatory ... expertise for data quality improvement and sourcing automation projects by communicating reporting requirements, performing UAT testing , and other activities as… more
- Wells Fargo (Charlotte, NC)
- …to resolve issues and achieve goals + Lead the following IT General Control (ITGC) testing in the access to programs and data, change management, computer ... a Lead Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the Corporate Controllers division, which… more
- Truist (Charlotte, NC)
- …and execute on risk program deliverables for the Transaction and & Conformance Testing program. Facilitate Risk Committee reporting and facilitation to drive ... drive consistency in risk execution within business unit. 6. Lead the execution of risk reporting needs...within the business unit for risk execution activities where reporting is not provided by the Enterprise Control… more
- Truist (Charlotte, NC)
- …borrower confirmations. + Serve as a primary contact for internal compliance related control reviews and testing , related to duties performed. + Provide ... America) **Please review the following job description:** The Investor Accounting and Reporting (IAR) Manager will execute daily, monthly, quarterly and annual … more
- Truist (Charlotte, NC)
- …guidelines and best practices for the Bank regarding design and structure of control frameworks. + Develop data testing procedures and templates for various ... management. + Subject matter expert on accounting and regulatory reporting requirements, and reporting processes for assigned...as a member of a team. + Ability to lead and direct team members in completion of complex… more
- TD Bank (Charlotte, NC)
- …Protection Bureau (CFPB). You will leverage your HMDA background to produce accurate reporting of findings identified in data integrity reviews which are provided to ... **Depth & Scope:** + Works autonomously and accountable for acting as a lead within a specialized business management function and may provide work direction to… more
- Wells Fargo (Charlotte, NC)
- …such as poor execution or deviations from client mandates. + Support end-to-end control design, data analysis, testing , and implementation for best execution and ... risks + 3+ years of experience identifying, assessing, evaluating, documenting, and reporting effective controls, control procedures, and control gaps,… more
- City National Bank (Charlotte, NC)
- …* Streamline processes for risk identification and assessment, control assessment, testing and issue management. * Lead continuous improvement activities and ... *THIRD PARTY RISK MANAGEMENT LEAD * WHAT IS THE OPPORTUNITY? Third Party Risk...managers for complex arrangements. * Develop risk analysis and reporting , including risk metrics, for dissemination to both first… more
- Carrier (Charlotte, NC)
- …led in inventing new technologies and entirely new industries. Today, we continue to lead because we have a world-class, diverse workforce that puts the customer at ... at @Carrier. **About This Role** Carrier is seeking an experienced and dependable Lead Technician in our engineering laboratories. This role is responsible for test… more
- Wells Fargo (Charlotte, NC)
- …+ Oversee front-office execution controls, including thresholds, processes, and procedures + Lead enhancements to the electronic trading control framework and ... and support functions to guide automated trading strategies, implement robust control solutions, and ensure compliance with regulatory and venue rules. **About… more
- Wells Fargo (Charlotte, NC)
- … environment, including ensuring effective planning for sustainability, ongoing control adherence, reporting , measurement, technology impacts, and monitoring ... **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist to join our Supervision Initiatives and Tools Administration team. In this… more