- Citigroup (Charlotte, NC)
- …experience at a medium to large financial services firm . Prior experience executing quality assurance . . Internal or external audit experience. . Expert in data ... The Global Finance Control Testing Team is responsible for the...accountable for end-to-end controls testing ie, operational controls performance assurance /testing - which includes design, execution, results reporting, and… more
- Citigroup (Charlotte, NC)
- As a Global Finance Risk and Controls officer, you will be executing control effectiveness testing within Citi's Global Finance organization. Team members must ... and determine the effectiveness controls. **Responsibilities :** . Application of finance discipline business knowledge, processes, systems, and or services to… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a **Senior Quality Assurance Analyst** to support Commercial Banking Operations (CBO), Corporate & Investment Banking (CIB) and Wealth ... Investment Management (WIM). The Wholesale Operations Quality Assurance Team is part of the...transactions anchored in lending (eg, bilateral loans, syndicated, trade finance , leasing, inventory financing, etc.). **_This is not Information… more
- USAA (Charlotte, NC)
- …and leads audit assignments. Identifies problems and resolutions for risk-based assurance and advisory engagements across the organization. Maintains knowledge of ... **What you'll do:** + Independently executes audit test work timely and with high quality . + Executes and may lead as Auditor in Charge (AIC) for audit engagements… more
- Truist (Charlotte, NC)
- …in the delivery of value-added independent and objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and ... services and assists in line of business relationship management and risk monitoring . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the… more
- Truist (Charlotte, NC)
- …the business to take corrective action as necessary. + Incorporate results of quality monitoring activities, 2nd line testing, SOX testing and complaints ... and understanding of business process and regulatory requirements + Ability to lead quality assurance and process improvement efforts in a corporate environment… more
- Insight Global (Charlotte, NC)
- …channels and in written narratives as necessary Incorporate feedback from Quality Assurance Team Maintain detailed documentation to demonstrate compliance ... policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other… more
- Wells Fargo (Charlotte, NC)
- …defect management processes, helping self-identify, manage, and close issues, performing quality assurance over reporting requirements, and contributing to ... and contributing to and reviewing defect and issue deliverables. + Perform quality assurance assessments and/or testing of reporting activities, including… more
- USAA (Charlotte, NC)
- …complex work assignments and problem resolution in support of risk-based assurance and advisory engagements. Leverages results from engagements and continuous ... monitoring activities to assist Audit Leadership in updating risk...regarding issues and control weaknesses to ensure proper risk assurance coverage. + Provides day to day coaching guidance… more
- USAA (Charlotte, NC)
- …planning, execution and oversight of the consolidated annual audit plan including risk-based assurance and advisory engagements driving quality of audit work for ... this position. **What you'll do:** + Accountable for timely delivery and quality execution of audit plan/reports, issue validation, driving continuous monitoring … more
- Truist (Charlotte, NC)
- …and delivery of value-added independent, objective risk-based internal audit assurance services for the Audit Committee and Executive Management. Through ... well-developed relationships with Senior Management and ongoing business monitoring activities, the Senior Director oversees the development of a comprehensive,… more
- Grant Thornton (Charlotte, NC)
- …knowledge of professional standards to assist engagement teams in evaluating or monitoring independence and assisting others in the Independence with the development ... of GT independence policies and quality control processes. The individual should be comfortable working...have under the applicable professional standards. + Assist in monitoring independence for larger private equity firms for which… more
- Truist (Charlotte, NC)
- …portfolio management standards. + Demonstrated ability to assess the effectiveness of " quality assurance " processes - identify areas for improvement, document ... complex credits. + Provides oversight of credit relationship/project performance and monitoring activity to include overall portfolio management and understanding of… more
- Bank of America (Charlotte, NC)
- …LOB and Legal Entity under baseline and stress scenarios. Responsible for quality assurance and controls around pertinent external regulatory reporting and ... the firm's balance sheet, net interest income, and noninterest income while monitoring and reporting on the firm's interest rate and FX sensitivity. Leverage… more
- Capital One (Charlotte, NC)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan.… more
- CDM Smith (Rock Hill, SC)
- …budget development, monitoring and adherence for projects managed * Completing Quality Assurance / Quality Control of key deliverables and assisting on ... project management methodology including budget development, project planning, control and assurance methodologies, project management software and finance and… more
- USAA (Charlotte, NC)
- …varying in complexity, and often participates in complex, cross-functional risk-based assurance and advisory engagements driving quality of audit work. ... functions/business areas. + Independently prepares, reviews, and leads continuous monitoring and advisory activities, special reviews and investigations. + Ensures… more
- City National Bank (Charlotte, NC)
- …issues, proactively identified opportunities and ideas for improvements * Conduct targeted quality assurance reviews to ensure vendor and vendor relationship ... ensure proper governance of vendors * Support the implementation of monitoring and tracking vendor service level agreements, contracts, and performance for… more
- First Horizon Bank (Charlotte, NC)
- …supplemental analysis, and supporting the examination process. + Assist with monitoring , including evaluating portfolio quality and credit risk management ... Credit Review Officer (CRO II) is responsible for evaluating portfolio quality and credit risk management practices within the commercial bank's centralized… more
- Grant Thornton (Charlotte, NC)
- …including performance reviews, task delegation, project scheduling, project financials, quality review, and client management. + Manage, develop, train, coach, ... compliance for banking and/or financial products and services. + Apply strong finance , risk assessment, and technology skills to develop solutions to regulatory… more