- Wells Fargo (Charlotte, NC)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Wells Fargo (Charlotte, NC)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- Bank of America (Charlotte, NC)
- …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
- Bank of America (Charlotte, NC)
- …is an important part of the internal control environment for the Global Payments Operations Front Line Unit (FLU) and is a key player in supporting the Bank's ... Sr Business Control Specialist - Business Risk and Controls Charlotte, North Carolina;Newark, Delaware; Richmond,...to learn, grow, and make an impact. Join us! ** Line of Business:** The **Global Payment Operations (GPO** )… more
- Bank of America (Charlotte, NC)
- …is an important part of the internal control environment for the Global Payments Operations Front Line Unit (FLU) and is a key player in supporting the Bank's ... Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** At Bank… more
- Bank of America (Charlotte, NC)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... CCAR Capital Plan and Recovery and Resolution Plans), capital risk appetite limits, Line of Business capital...new transactions + Deliver effective review and challenge of front - line owned processes that generate or impact… more
- Wells Fargo (Charlotte, NC)
- …draft MCR summaries leveraged by partners in Compliance, the Legal Department and front - line business groups. + Consult with Business Aligned Compliance Officers ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- TD Bank (Charlotte, NC)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal and External Auditors ... Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...suitability to business evolution + Assists with local market risk regulatory issues + Develops a thorough… more
- Truist (Charlotte, NC)
- …with respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory Capital. Act as first line RWA and Regulatory Capital ... Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting, Controllers, Corporate Treasury and Front Office… more
- Wells Fargo (Charlotte, NC)
- …amendments, waivers etc. + Review, analyze, and provide credible challenge to front line portfolio monitoring and surveillance activities + Participate in ... investment banking space + Proven ability to monitor credit risk exposures at the group, line of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Bank of America (Charlotte, NC)
- …established by the company + Manages risk requests, breach remediations and providing risk effective challenges for front line units + Develops risk ... us! **Job Description:** This job is responsible for providing risk oversight and advice to the Line ...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy **Shift:**… more
- Bank of America (Charlotte, NC)
- …applicable + Provides oversight of risk requests, breach remediations and providing risk effective challenges for front line units + Oversees development ... EFR Global Markets Risk Sr Manager - IRR Charlotte, North Carolina;Jersey...accordance with the bank's risk appetite and risk limits identified, as well as regulatory … more
- City National Bank (Charlotte, NC)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- Wells Fargo (Charlotte, NC)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front ...regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on… more
- Wells Fargo (Charlotte, NC)
- …legal and regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions. + ... issues, deficiencies or regulatory matters regarding compliance risk management. + Oversee the Front ...regarding compliance risk management. + Oversee the Front Line 's execution and challenges appropriately on… more
- Wells Fargo (Charlotte, NC)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... expertise and consulting for projects and initiatives with moderate risk for a business line or functional...reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management +… more
- Wells Fargo (Charlotte, NC)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction… more
- Wells Fargo (Charlotte, NC)
- …and complementary testing procedures + Executing substantive outcome-based testing of regulatory and risk reports with limited supervision + Documenting ... concise reporting to be shared with IT&V management and Front - Line Units + Lead or participate in...Auditor (CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk … more
- Bank of America (Charlotte, NC)
- …+ Supports the management of risk requests, breach remediations and providing risk effective challenges for front line units **Key Requirements:** + ... Description:** This job is responsible for assisting in providing risk oversight and advice to the Line ...+ Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America)… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... Digital Product Manager to support GenAI use cases for our Commercial Banking Front Office teams. Partnering with our data science and technology teams, this… more