- US Bank (Charlotte, NC)
- …things, learn new skills and discover what you excel at-all from Day One. **Job Description** ** Regulatory Exam Manager ** The Regulatory Exam Team ... as they become apparent through the course of regulatory exams. The Regulatory Exam Manager implements the exam management process, which may… more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated InfoSec Regulatory Exam and Audit Oversight Manager Senior, you will manage ... to ensure appropriateness and adequacy versus industry best practices and regulatory requirements. + Responsible for developing metrics and reporting the status… more
- US Bank (Charlotte, NC)
- …May influence policies and procedures to maximize profit potential and minimize regulatory exposure. Accountable for an effective partnership between the Line of ... and the Lines of Defense. Position Responsibilities: + Partners with Regulatory Services, Corporate Compliance, and other relevant stakeholders on regulatory… more
- City National Bank (Charlotte, NC)
- …to build relationships with internal and external partners and manage heavy regulatory exam load. * Strong writing, organizational, interpersonal, and ... *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT...responses to regulators, including data requests and responses to exam findings (such as Request Letters, Matters Requiring Attention,… more
- American Express (Charlotte, NC)
- …How will you make an impact in this role? The Quality Assurance and Regulatory Governance team is responsible for ensuring governance and oversight of regulatory ... testing the data to ensure data quality for various regulatory reporting purposes. The team partners closely with the...and ensure robust governance. **The responsibilities of the QA Manager include, but are not limited to:** + Lead… more
- TD Bank (Charlotte, NC)
- …supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc. The Governance, Regulatory Response and Reporting ... presentation skills. + Effective negotiation and influencing skills. + Solid understanding of Regulatory environment and its role in the business + Proven ability to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Principal Mid-Corporate Relationship Manager in Specialized Industries supporting the Gaming Division as part of the ... Expectations:** + US only: Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Truist (Charlotte, NC)
- …business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's leadership regarding ... America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a particular… more
- City National Bank (Rock Hill, SC)
- …tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental initiatives and other ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private...risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high attention to details in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead CIB Portfolio Manager for FIG Banks, part of the Corporate and Investment Banking division. As a Lead CIB ... Portfolio Manager , you will be part of a dynamic and...and assist with the preparation of internal and external exam processes. + Train and mentor junior talent. +… more
- US Bank (Charlotte, NC)
- …prepaid product structures, prepaid industry infrastructure and roles (issuer, program manager , processor), client relationships and the unique risk and compliance ... assist in development of potential finding/issue responses. + Assist in the exam management process on prepaid products and functions as needed, including reviewing… more
- AECOM (Charlotte, NC)
- …Join us. **Job Description** AECOM is seeking a highly talented Dams Engineering Project Manager to join the East Region Dams Team. This position will support a ... but are not limited to: + Perform the roles of a Project Manager such as maintaining client relationships, contracting, project planning and execution, financial… more
- TD Bank (Charlotte, NC)
- …activities** + **Centralized policy and reports inventories** + **Internal Audit, regulatory exam , and ongoing supervision management, finding tracking, and ... performs quality reviews on individual monitoring activities within the plan, identifies regulatory themes and potential gaps in coverage, and creates standards and… more
- PNC (Charlotte, NC)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Additional locations may be considered. **Job Description** + Executes ... Independently completes work papers, issue tracking, supporting documentation, follows up on exam findings with business leaders, and acts as a Second Level… more