- Truist (Charlotte, NC)
- …met and that there is active collaboration between team members. Assist the Regulatory Reporting Governance Managers and Directors in providing leadership ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing, risk… more
- Bank of America (Charlotte, NC)
- Reporting & Governance Sr. Analyst Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... compliance. **Responsibilities:** + Assists in establishing and overseeing the risk management governance structure for the Line of Business (LOB) + Assists in… more
- Truist (Charlotte, NC)
- …loan compliance for adherence to various federal and state regulatory requirements. Telecommuting/Remote workstyle may be considered for well-qualified individuals ... but not limited to Equal Credit Opportunity Act (ECOA), Fair Credit Reporting (FCRA), Home Mortgage Disclosure (HMDA), Homeowner's Protection Act (HPA), Flood,… more
- TD Bank (Charlotte, NC)
- …is outlined in the general description below.** **Job Summary:** The Senior Compliance Governance & Operations Analyst provides a range of research, analytical ... health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides… more
- TD Bank (Charlotte, NC)
- …servicing, auto originations and the TDs FCRA Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in developing, and implementing ... and risk management reporting around business policies and procedures to ensure compliance...performance and act as resource to internal clients for regulatory compliance concerns.** **The ideal candidate will have experience… more
- Citigroup (Charlotte, NC)
- …controls supporting regulatory and management reporting . The Global Regulatory Reporting Governance & Oversight organization is looking for ... in effective risk reduction. The Financial Solutions Senior Lead Analyst will be a key enabler driving adherence to...Global Reporting Policy and end to end governance framework to strengthen controls supporting regulatory … more
- Wells Fargo (Charlotte, NC)
- …will have enterprise-wide exposure to key stakeholders within the external financial/risk/ regulatory reporting infrastructure. The Enterprise COSO testing team ... meaningful assessments of business process automated controls in scope for financial and regulatory reporting + Assessing compliance with Well Fargo & Company's… more
- City National Bank (Charlotte, NC)
- *CYBER & TECHNOLOGY RISK ANALYST SR* WHAT IS THE OPPORTUNITY? The Senior Cyber and Technology Risk Analyst will oversee second line of defense End User Developed ... Application (EUDA) Governance Program. End-user Developed Application is an application developed...Excel), database management programs (eg, Microsoft Access). The Senior Analyst will help champion the EUDA program by acting… more
- Wells Fargo (Charlotte, NC)
- …centralized team that operates as a second line of defense over the regulatory and risk reporting validating various engagements including RCSA, Target Testing, ... role:** Wells Fargo is seeking a Senior Data Management Analyst to join the Data Analytics Services (DAS) team...business. DAS has enterprise-wide exposure to lines of business, regulatory and risk reporting . This specific role… more
- Wells Fargo (Charlotte, NC)
- …have enterprise-wide exposure to key stakeholders within the external financial & regulatory reporting infrastructure. The Enterprise COSO testing team is a ... role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise...line of business and enterprise functions on financial and regulatory reporting , controls, and oversight matters +… more
- TD Bank (Charlotte, NC)
- …Crime Risk Management (FCRM) Risk Assessment Team is responsible for the governance , oversight, and execution of the ML/TF, Sanctions, and ABAC risk assessments ... the Risk Assessment Methodology and processes. The FCRM US ABAC Risk Assessment Analyst will assist in conducting the US ML/TF, Sanctions Risk Assessment across all… more
- Equitable (Charlotte, NC)
- …involving suspected money laundering or structuring of financial transactions to avoid government reporting requirements. + The FCO Analyst must manage a case ... Analyst , Financial Crime Office ( 2500002I ) **Primary...the Business operates in accordance with all legal and regulatory requirements. Additionally, monitors all Firm standards relating to… more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... to learn, grow, and make an impact. Join us! **Job Description** The US Global Regulatory Reporting Team (GRR) performs a vital role within the broader Global… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …integrity. 6. Subject matter expert on products, fees, and fee codes, regulatory reporting requirements, business cycles, origination channels and accounting ... of the financials and ensures sound controls and procedures. Supports reporting and analysis for additional constituencies, including Board of Directors, Investor… more
- TD Bank (Charlotte, NC)
- …Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, and business oversight to ... of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the… more
- Wells Fargo (Charlotte, NC)
- …Programs, and Internal Control Policy + Experience with finance / controllers financial reporting ; regulatory reporting ; credit risk; counterparty risk + ... Investment Banking (CIB) Data Management organization to lead the execution and governance of CIB's Data Management Program. The CIB Data Management organization… more
- City National Bank (Rock Hill, SC)
- …Program Governance Role: ◦ Support Financial Crimes Compliance Program Governance , including Training, Issue Management, and Reporting . ◦ Support procedural ... *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under...Risk Manager, this colleague is responsible for carrying out regulatory /compliance issuance monitoring, risk assessments, and internal controls testing… more
- US Bank (Charlotte, NC)
- …We are now hiring for an exciting opportunity as Quantitative Model Analyst 4 within US Bancorp's Enterprise Fraud Strategy team. The successful candidate ... performance assessment such as: presentations, written reports, model or reporting code documentation, business requirements, monitoring reports and related code,… more
- US Bank (Charlotte, NC)
- …Commercial and Institutional Banking (WCIB) Risk Management is seeking a Risk Data Analyst candidate. The role will report to the WCIB Risk Data Analytics Manager. ... of the development and delivery of data solutions to address business and regulatory needs, including BSA/AML regulatory and policy compliance. This role… more
- Truist (Charlotte, NC)
- …technology activities related to the corporate-wide Financial Crimes Program; reporting pertinent information to the immediate supervisor; responding to inquiries ... requests for information; focusing on application support, data management, reporting , testing, and operational readiness. **ESSENTIAL DUTIES AND RESPONSIBILITIES**… more