- Usaa (Charlotte, NC)
- …part of what truly makes us special and impactful. The Opportunity We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires a ... finance domain identifying, assessing and monitoring all aspects of change management risk . Internal Controls Experience (Nice to Have): Familiarity with… more
- SMBC (Charlotte, NC)
- …and subject matter experts. - Knowledge of financial operations and planning, controls management, MIS, data management and reporting processes related to ... functionally to understand root cause analysis and solutions for data quality issues. - Assists developers and QA team...and translate business needs into IT requirements. - Provide senior management updates on emerging risks and action plans.… more
- SMBC (Charlotte, NC)
- …our Americas Division as we continue to modernize our technology, focus on our data -driven approach, grow, and plan for the future. As a result of this expansion, ... Laundering (AML) efforts. **Role Objectives: Delivery** Establish / maintain thresholds, at- risk levels, and exposure limits. Prepare periodic reporting to analyze… more
- SMBC (Charlotte, NC)
- …delivery of complex programs involving financial systems integration, governance, and risk management. Reporting to senior leadership, the position influences ... cost control and compliance. + Coordinate execution across Finance, Risk , Operations, and Technology teams globally, ensuring stakeholder alignment. + Drive… more
- Truist (Charlotte, NC)
- …plan, and leadership review and approvals required. 9. Develop and deliver strategic data risk controls testing analysis to provide learnings, ... testing program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze...in the utilization of related technology tools. 4. Strong data risk and controls analytical… more
- Truist (Charlotte, NC)
- …prior to moving to 3LoD for validation. 9. Provides risk advisory to strengthen data risk controls when applicable. Supports the Single Point of contract ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding...management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will… more
- USAA (Charlotte, NC)
- …document governance, risk control self-assessments, procedure governance, control design, new product controls , business unit Third Party Governance, ... team members to evaluate the effectiveness of established business controls . + Responsible for risk data...effective and timely risk remediation. + Advises senior management on the status of their control… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ** , positioned in **Shared Services ... risk framework and ongoing supervision of business controls including risk and control ...minimize risk exposures and strengthen the overall control environment. Handles risk assessment data… more
- American Express (Charlotte, NC)
- …organization. **Job Responsibilities** The Senior Manager, Financial Crime Risk & Controls Transformation is responsible for supporting workstreams ... The newly created first line of defense Financial Crimes Risk & Controls center of excellence will...This team will be responsible for establishing a robust control foundation for first line of defense FCRM activities… more
- City National Bank (Charlotte, NC)
- *INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE... controls implemented. This includes providing feedback to risk and control owners and control ... control management activities: control identification to match appropriate controls with identified risk exposures to lower the residual risk… more
- First Horizon Bank (Charlotte, NC)
- …the connections across risk programs and influence stakeholders to leverage risk data in business decision-making processes. + Proficiency at assessing ... Atlanta, GA, or Miami, FL** **Job Summary:** The Business Risk and Controls Advisor sits in the... risk management organization including new product governance, Risk and Control Self-Assessment (RCSA), key … more
- Dentsply Sirona (Charlotte, NC)
- …Identify opportunities to enhance the design of internal controls to improve risk mitigation efforts; provide guidance to control owners related to periodic ... a difference** -by helping improve oral health worldwide. The Senior Manager, Internal Controls - IT is...audit efforts, as necessary; facilitate updates to ICFR documentation ( risk & control matrix, process flowcharts/narratives, etc.)… more
- Equitable (Charlotte, NC)
- Senior Financial Controls Associate - IT (...and motivated professional to join our organization as a Senior Financial Control Associate - IT. In this ... the design, implementation, and automation of key IT process controls to meet current and future risk ...controls and CUECs * Experience with applying appropriate control frameworks (COSO, COBIT, etc.) * Strong analytical, communication,… more
- Coinbase (Charlotte, NC)
- …meetings with leadership and business risk owners. * Maintain source of truth risk register: Quality control of data , tooling support, and implementing ... levels of junior and senior stakeholder audiences. Ability to translate controls / risk standards out of compliance speak and into functional requirements and… more
- TD Bank (Charlotte, NC)
- … assessments preferred + Experience tracking and reporting risk metrics, control gaps, and remediation progress to senior stakeholders preferred **Customer ... Control Specialist manages a portfolio of governance and control activities for moderately complex or high- risk ...Ability to evaluate stories, epics and feature designs for risk impacts and ensure appropriate controls are… more
- Bank of America (Charlotte, NC)
- …Management + Strong data quality knowledge (Accuracy, completeness, timeliness dimensions, data risk mitigation, etc.) + 3-5 years of experience developing ... Data Quality Testing Lead (Transaction & Conformance & Controls ) Charlotte, North Carolina, United States;Jersey City, New Jersey; Atlanta, Georgia; Phoenix,… more
- Truist (Charlotte, NC)
- …maturity of technology risk domains (eg Cyber, Service Delivery and Operations, Data Management, etc) and adequacy of controls pertaining to domains in ... Technology Risk Officer Resiliency position is a senior risk leader role responsible for independently...functions to influence the industry build of the tech risk functions; 4. Targeted control testing- lead… more
- USAA (Charlotte, NC)
- …part of what truly makes us special and impactful. **The Opportunity** We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires a ... finance domain identifying, assessing and monitoring all aspects of change management risk . + **Internal Controls Experience (Nice to Have):** Familiarity with… more
- Huntington National Bank (Charlotte, NC)
- Description Description Summary + Huntington's front-line Technology Risk & Control partners with technology teams, and across the lines of defense, to ... proactively identify and assess technology, data , and cyber risk , provide consultation on...measure, evaluate and report impact of decisions and business controls to the Technology Segment. Support senior … more
- Capital One (Charlotte, NC)
- Senior Auditor- Credit Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... + You are a critical thinker who seeks to understand the business, credit risk management, and associated control environment. + You believe insight and… more
