- US Bank (Charlotte, NC)
- …all regulatory or compliance-based policies and procedures. Provides current regulatory information to management and applicable business units and maintains ... or geographic area. Analyzes and interprets Federal, State and other regulatory authorities' rules and regulations. Reviews and analyzes internal and external… more
- US Bank (Charlotte, NC)
- …laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable understanding of the business ... excel at-all from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the...exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting, sales practices and FX global… more
- Wells Fargo (Charlotte, NC)
- …Management(CM)is a financial industry function that collaborates with and influences front- line business groups and functions through assessment and mitigation ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team...+ Participate in formal internship program and workshopinitiatives + Review various assignments to become familiar with policies and… more
- City National Bank (Charlotte, NC)
- …lead a team of risk professionals responsible for performing objective assessment over [ Line of Business or Support Function's] operational risk practices to ... requirements * Review and challenge 1LOD risk acceptances and new business initiatives * Provide advisory, oversight, and challenge over key operational risk… more
- Citigroup (Charlotte, NC)
- The Finance Chief Risk Office ("FINCRO") organization is responsible for second- line oversight of regulatory capital management, including the measurement and ... and capital measurements includes both _ex-ante_ and _ex-post_ independent review and challenge of Citigroup's regulatory capital...there is extensive interaction with senior members of the Business , Line Risk, Legal and RCPG during… more
- Bank of America (Charlotte, NC)
- …Global Financial Control organization and is responsible for the preparation, validation, review and submission of approximately 80 US Regulatory Reports across ... regulatory reports. **Responsibilities** + Drive delivery execution including Business Requirements, Functional Requirements, testing, project governance, monitoring/escalating risks… more
- Truist (Charlotte, NC)
- …mentioned below. Specific activities may change from time to time. Execute first line of defense activities related to regulatory reporting compliance with ... products, processes, policies, operating systems, accounting practices, organizational changes, regulatory requirements and business environment which may impact… more
- Bank of America (Charlotte, NC)
- …driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include… more
- Truist (Charlotte, NC)
- … and engagement with DCXM Senior Leadership Team and key first, second, and third line of defense partners. 6. Prepare and review of key reports, trend analysis, ... (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Responsible for the design, implementation, and… more
- Regions Bank (Charlotte, NC)
- …various credit metrics, transaction testing and periodic interaction with first and second line of defense business managers, staff and other risk assessment ... review examinations + Develops and maintains positive working relationships with line of business management, credit risk management, audit staff, and other… more
- PNC (Charlotte, NC)
- …file review activities of reviewers as Reviewer in Charge for assigned business segment(s). Perform assessment of file review results and findings to ... Communications, Establishing and Maintaining Trust, Influencing Through Expertise, Loan Review , Organizational Governance, Planning and Organizing, Regulatory … more
- US Bank (Charlotte, NC)
- …needs. - Considerable knowledge of applicable laws, regulations, financial services and regulatory trends impacting assigned line -of- business - Excellent ... root cause analysis, prepare root cause memo write-up, monthly Business line Ops loss certification and eGRC...reconciliations between Operational Loss Database and General Ledger. - Review and update procedures to ensure they comply with… more
- Truist (Charlotte, NC)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk Executive ... in alignment with enterprise risk management frameworks, ensuring it supports long-term business goals and regulatory compliance. 2. Use their subject matter… more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1.Through robust 2nd line oversight, ensure the Business Unit's compliant execution to the corporate ... councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure risk management strategies are appropriately communicated and… more
- TD Bank (Charlotte, NC)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work… more
- First Horizon Bank (Charlotte, NC)
- …programs and other first line of defense risk activities in support of line of business growth and revenue production. The role works directly with the ... unit partners to ensure risk management expectations are met within the first line of defense. + Assess effectiveness of business unit controls through… more
- City National Bank (Rock Hill, SC)
- …* Exercises effective communication and promotes positive client relations with business line colleagues and management * Maintains authoritative knowledge ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports...on strengthening operational risk management efforts in the first line of defense (1LOD) to support decision-making. The ORBO… more
- USAA (Charlotte, NC)
- …control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and monitoring of the first line of defense to ... makes us special and impactful. **The Opportunity** Our first line of defense (FLOD) Bank Issue Validation (BIV) team...Bank Issue Validation (BIV) team is currently seeking a Business Risk & Control Advisor (BRCA) Senior to join… more
- USAA (Charlotte, NC)
- …of programs that support effective risk and compliance management in the first line of defense. Supports business leader adherence to the established risk ... control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and monitoring the of first line of defense in… more