- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies regulatory ... + Experience developing/maintaining regulatory inventories. + In-depth knowledge of regulatory compliance . + Ability to assess regulatory changes… more
- TD Bank (Charlotte, NC)
- …for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs ... FCRA Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus ... Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line...and documentation + Familiarity in data governance and data-related regulatory compliance + Awareness of Open Banking… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... Change Office and has the following responsibilities: + Implement updates to the US Compliance Regulatory Change policy and associated procedures and job aids. +… more
- TD Bank (Charlotte, NC)
- …and challenge of first line controls; + End to end completion of the regulatory compliance risk assessment which includes review and challenge of inherent risk ... **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...and delivers training to assigned business area to increase compliance awareness + Gathers information requested by regulatory… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and… more
- Vanguard (Charlotte, NC)
- …Responsibilities: Regulatory Intelligence Vendor Management + Collaborate with regulatory intelligence vendors to onboard compliance crew and international ... + Implement and oversee processes to ensure efficiency in regulatory change management through out Compliance Advisor teams and act as a facilitator in their… more
- Truist (Charlotte, NC)
- …large financial institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of ... and a broad understanding of financial services 5. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance 6. Solid… more
- Resideo (Charlotte, NC)
- …experienced professional to join our team in a newly created role as the Finance Compliance Manager . This role will be instrumental in advising management on ... with Sarbanes-Oxley, Financial Reporting, US GAAP, IFRS, ESG, Tax Compliance and/or other regulatory compliance ...+ Embarking on the journey as Resideo's Global Finance Compliance Manager presents an avenue to play… more
- Truist (Charlotte, NC)
- …and analysts. **Preferred Qualifications:** 1. Juris Doctor (JD) or Master's degree 2. Certified Regulatory Compliance Manager (CRCM) or Completion of ABA ... America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes … more
- Resideo (Charlotte, NC)
- As the Dangerous Goods Transportation Compliance Manager , you will ensure safe and compliant transportation of hazardous materials by developing and implementing ... the data is accurate in the various ERP system to support regulatory compliance relevant to transportation. + Willingness and ability to engage with regulators… more
- Xylem (Charlotte, NC)
- …to exceeding customer expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance ** will play a key role in ... for a highly organized and detail-oriented individual with experience in trade compliance programs, regulatory frameworks, and project execution across global… more
- CH Robinson (Charlotte, NC)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... CH Robinson is looking for a Strategic Program Manager to join our team. In this role,...role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to… more
- City National Bank (Charlotte, NC)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... regulatory trends that may impact their relevant business operations from a compliance perspective; actively monitor and report on regulatory developments and… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Accounting Senior Manager position is a highly visible and impactful financial reporting position working on Huntington's ... will be to prepare, complete, review and submit required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
- US Bank (Charlotte, NC)
- …of Business and the Lines of Defense. Position Responsibilities: + Partners with Regulatory Services, Corporate Compliance , and other relevant stakeholders on ... Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending...regulatory engagements where Corporate Compliance is the subject of the… more
- Acosta Group (Charlotte, NC)
- …key performance indicators (KPIs), and lead continuous improvement activities. + Regulatory Compliance : Proactively monitor the complex and rapidly changing ... **DESCRIPTION** The **HR Compliance Program Manager ** is a pivotal...and state pay data reporting, as well as other regulatory reporting as required. **RESPONSIBILITIES** + Hiring & Onboarding… more
- Corning Incorporated (Charlotte, NC)
- Manager , Auto MCE LS Regional Trade Compliance **Date:** May 23, 2025 **Location:** Corning, NY, US, 14831Charlotte, NC, US, 28216 **Company:** Corning ... **Overview/Scope of Position:** This position will lead the Regional Trade Compliance organization for a specific Corning Business. This individual will deploy… more