- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- Regions Bank (Charlotte, NC)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Wells Fargo (Charlotte, NC)
- …team focus is on testing process and controls in place to mitigate operational risk ._** **In this role, you will:** + Utilize practices to perform advanced ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500004B ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) group within the Corporate Risk organization. The Wells Fargo Independent Testing ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Truist (Charlotte, NC)
- …5. Support and drive the development of operational / technology risk management and compliance communications to senior management and committees/working ... of America) **Please review the following job description:** The Operational Resilience Risk Officer II is a...with all federal regulations (FFIEC) for BC/DR related planning, testing and risk mitigation. **ESSENTIAL DUTIES AND… more
- Lincoln Financial (Charlotte, NC)
- …provide subject matter expertise on design and effectiveness of financial and operational controls for various vendor services. You will partner with internal and ... You will develop and execute on more complex audit testing to evaluate the effectiveness and efficiency of operations...of operations and controls, reliability of SOC-1 reporting, and compliance with applicable law. You will also provide control… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...policies. The Testing Manager will execute horizontal compliance testing and UDAAP testing .… more
- TD Bank (Charlotte, NC)
- …& Recovery Planning. This role develops the monitoring and testing plans for operational and compliance testing as well as related strategies, including ... testing automation. Experience managing operational and regulatory compliance testing ...and communication plans to ensure Business Line understanding and compliance with key risk initiatives + Provides… more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more
- Truist (Charlotte, NC)
- …and ensure adherence to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design ... and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation aligned...effective challenge to assigned Technology business units across all risk types to promote and strengthen compliance … more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... risk management procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- ManpowerGroup (Charlotte, NC)
- …with Risk Control Self-Assessment (RCSA) activities and concepts. + Strong operational , compliance , or audit risk management experience in financial ... Chief Operating Officer (COO) department, this role will provide crucial support to operational risk management efforts. The ideal candidate will possess strong… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and act as key participant in data aggregation, monitoring, and reporting of stress testing and portfolio analysis for Risk Analytics. + Make decisions in… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... policy governance + Lead complex initiatives related to portfolio loss forecasting, stress testing , allowance, and risk appetite for credit cards + Inform Credit… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... to prevent, adapt to, respond to, recovery from, and learn from operational resilience, including Scenario Analysis testing and execution. + **Communications:**… more
- USAA (Charlotte, NC)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Knowledge ... and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ability. + Builds and develops… more