- US Bank (Charlotte, NC)
- …and regulatory expectations. The IS Governance Risk & Compliance Specialist , partners with issue owners, control owners, risk managers, and ... standards, procedures, and guidelines in alignment with the organization's overall risk management strategy. This includes ensuring effective governance and… more
- TD Bank (Charlotte, NC)
- …of Business:** Risk Management **Job Description:** The **Group Risk Specialist , Enterprise Risk Governance ** will support the Senior Manager in ... Line Risk Appetite program. Analyze data, information and existing governance routines to propose enhancements to current processes. Design, build and maintain… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job ... Global Economic Sanctions Compliance team. **Line of Business Description:** The Senior Business Control Specialist (SBCS) is an important part of the internal … more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Newark, Delaware; Richmond, Virginia; ... adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Finance **Job Description:** **Department Overview:** This Finance Manager - Governance & Control role is embedded with the US Retail Bank ... Financial Planning & Analysis (FP&A) team and will lead the team's build out of Governance & Control infrastructure. This role will take a lead role in helping… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** JOB SUMMARY The AI Risk Specialist will be responsible for maintaining and monitoring adherence to ... and oversight of the maturity and adequacy of AI controls to achieve business outcomes that balance business growth...and analytics tools (eg Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and… more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... exists + Leads/facilitates and/or implements actions/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... management designations such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems Audit and … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment ... adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg Tableau). 3. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... job description:** Individual contributor to the Truist second-line-of-defense (LoD2) Technology Risk team responsible for independent risk oversight of one… more
- Bank of America (Charlotte, NC)
- …platforms and applications to comply with IAM Standard. + Partner with PAM Governance leads to ensure that Privileged Access Controls are appropriately measured, ... Privileged Access Management (PAM) Sr. Specialist Chicago, Illinois;Washington, District of Columbia; Addison, Texas;...Procedures and Guides + Proficient in implementing and governing Risk and Role based access security controls .… more
- Wells Fargo (Charlotte, NC)
- …effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other ... appropriate testing, validation, and documentation of review activities for risk programs and controls according to standards...understanding of risk management framework and the risk and control environment. + Collaborate and… more
- TD Bank (Charlotte, NC)
- …business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk / transformational ... appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- TD Bank (Charlotte, NC)
- …appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound ... financial controls , segregation of duties, transaction approvals, and physical control of assets). + Participates in cross-functional / enterprise initiatives as… more
- Wells Fargo (Charlotte, NC)
- …moderately complex controls , protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective planning ... **About this role:** Wells Fargo is seeking a Senior Business Accountability Specialist on the Heightened Customer Risk team within Financial Crimes Operations.… more
- Wells Fargo (Charlotte, NC)
- …moderately complex controls , protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective planning ... a mentor for lower-level staff **Required Qualifications:** + 4+ years of risk management, business controls , quality assurance, business operations, compliance,… more
- Wells Fargo (Charlotte, NC)
- …and multi-faceted controls , protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective planning ... at the business line level **Required Qualifications:** + 5+ years of risk management, business controls , quality assurance, business operations, compliance, or… more
- Wells Fargo (Charlotte, NC)
- …effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other ... expertise in risk management framework and the risk and control environment + Collaborate and...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- …effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other ... appropriate testing, validation, and documentation of review activities for risk programs and controls according to standards...understanding of risk management framework and the risk and control environment. + Collaborate and… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... **About this role:** Wells Fargo is seeking a Senior Financial Crimes Specialist to join the Global Sanctions Organization within Financial Crimes Risk … more