- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... risk programs, risks, and controls according to standards and other applicable policies. The Testing Manager will execute horizontal compliance testing … more
- Bank of America (Charlotte, NC)
- …Skills + Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy ... Enterprise Financial Risk Capital Risk Manager Charlotte, North Carolina;New York, New York **Job...Overview** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated… more
- TD Bank (Charlotte, NC)
- …team of US Compliance Operations and Governance coordinates with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop the ... of the US Compliance Risk Management Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk assessment,… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... Description:** Wholesale Model Validation Lead ("MVL") oversees the team conducting independent validation and quantitative analytics for wholesale (C&I and CRE)… more
- Bank of America (Charlotte, NC)
- …compliance . Executes against regulatory, BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager 's area of ... manager 's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight of operations… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Audit Manager on the Enterprise Finance team under Capital Managment Internal Audit Team. In this role, the ... capital planning and capital adequacy activities. The individual will perform independent , objective assurance activities in line with professional standards and… more
- Bank of America (Charlotte, NC)
- …procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls and risk management processes ... Financial Risk Analytics Manager Charlotte, North Carolina;Jersey City, New Jersey; New...Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation… more
- CDM Smith (Charlotte, NC)
- …guidance, training and inspection/risk analysis to construction personnel to ensure compliance with the PGL Occupational Safety & Health Policy Manual. Primary ... and PGL's interests and goals. -Reporting to the Construction Manager any matters that jeopardize the success of the...construction. * Strong communication skills. * Ability to make independent decisions. * Analytical and problem solving skills. *… more
- PNC (Charlotte, NC)
- …findings and recommendations regarding business process optimization, internal control, and compliance . Reviews work papers. Performs complex testing procedures ... an opportunity to contribute to the company's success. As an Internal Audit Manager , you will be within PNC's Internal Audit organization, supporting the Model Risk… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a particular… more
- Bank of America (Charlotte, NC)
- …providing critical subject matter expertise and ensuring accurate and timely execution of testing field work. The Portfolio Manager will also produce quarterly ... Credit Review Senior Portfolio Manager Charlotte, North Carolina;Newark, Delaware; Dallas, Texas; Pennington, New Jersey; Chicago, Illinois; New York, New York **Job… more
- Truist (Charlotte, NC)
- …willing to consider remote work requests This role is a Product Manager who balances business, technology and design priorities to deliver brand-defining product ... and service experiences. The Product Manager will work with the Product Owner to convert...planning. 8. Obtain partner alignment and approvals including legal, compliance , security, fraud and others as needed. 9. Partner… more
- Grant Thornton (Charlotte, NC)
- As a Cyber Strategy & Management Manager , you will get the opportunity to grow and contribute to our clients' business needs by applying a collection of information ... including security and privacy, strategy, governance, IT risk, security testing , technology implementation/operations, cybercrime and breach response for the… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Resilience Risk Manager is a second line of defense subject matter expert and key ... and support resilience risk management capabilities. This role provides independent oversight and challenge of resilience domain partners across Technology,… more
- Truist (Charlotte, NC)
- …Coverage and Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement ... regulatory agencies. 3. Five plus years of data management, governance, analytics, testing and/or risk management experience. 4. Strong leadership skills with strong… more
- Leaffilter (Charlotte, NC)
- …Manage and grow assigned sales territory through effective leadership of independent contractor Sales Representatives. Work closely with the Installation team to ... expression, sexual orientation, marital status, religion, age, results of genetic testing , veteran status, or physical/mental disability (except where the disability… more
- Bank of America (Charlotte, NC)
- …production of independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + ... the implementation plan as needed + Contributes to risk coverage plans, executes independent risk monitoring, testing , and risk assessments + Supports with… more
- City National Bank (Rock Hill, SC)
- …of Bank personnel and outside contacts. * Experience with quality control, audit or compliance testing is preferred. * Familiar with FINRA and SEC AML rules ... Risk Manager , this colleague is responsible for carrying out regulatory/ compliance issuance monitoring, risk assessments, and internal controls testing … more
- TD Bank (Charlotte, NC)
- …due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- TD Bank (Charlotte, NC)
- …due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more