- USAA (Charlotte, NC)
- …for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under ... risks and compliance requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established… more
- Anywhere Real Estate (Charlotte, NC)
- …as well as internal and external customers. The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business ... regulations for the protection of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to sensitive… more
- US Bank (Charlotte, NC)
- …such as Compliance and Audit, to recommend and influence solutions to mitigate compliance risk . Further, the Analyst is responsible for effective verbal ... you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Analyst is responsible...and responsibilities include working with Business Lines and other Risk , Compliance , and Audit Professionals to review… more
- TD Bank (Charlotte, NC)
- …role which is outlined in the general description below. The Senior Financial Crime Risk Analyst role contributes to the development and maintenance of TD's ... The Financial Crime Risk Management (FCRM) BSA/AML Risk Assessment Quality Assurance (QA) Senior Analyst ...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support… more
- ManpowerGroup (Charlotte, NC)
- **Our client, a leading financial services institution, is seeking an IAM Triage Lead Analyst (Information Security Analyst 3) to join their team.** As an IAM ... Triage Lead Analyst , you will be part of the Cybersecurity Department...Cybersecurity Department supporting the Identity Access Management (IAM) and Risk Governance teams. The ideal candidate will have **strong… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, and business ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk ... area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities +… more
- TD Bank (Charlotte, NC)
- …of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Analyst II role provides a range of analytical, research and ... that satisfy regulatory requirements. Additionally, this role assists in reviewing higher risk customer or transactional information. The Financial Crimes Risk … more
- Lincoln Financial (Charlotte, NC)
- …opportunity. **Requisition #:** 74274 **The Role at a Glance** We are seeking a Senior Analyst , Risk Management to join the Market Risk oversight team, which ... managers to monitor risk exposures, assess risk mitigation strategies, and ensure compliance with...exposures, assess risk mitigation strategies, and ensure compliance with regulatory requirements. The ideal candidate will have… more
- Citigroup (Charlotte, NC)
- …risk and control assessments in line with established standards, provides risk mitigation recommendations. + Collaborates on audit, compliance , and regulatory ... Conduct, Plan of Supervision, and all role-specific policies and procedures. + Manages risk evaluation in business decisions, ensures compliance with laws and… more
- Huntington National Bank (Charlotte, NC)
- Description Summary:The Card Risk Strategy Senior Analyst is responsible for quantitative risk strategy development for Huntington's credit card products. ... existing credit policies. + As a senior member of the Card Risk Management team, regularly works across organizational boundaries including Credit Administration,… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Truist (Charlotte, NC)
- …banking, with specific emphasis on reporting, business intelligence, systems, technology, data, risk , compliance or related areas 4. Relevant professional or ... Serve as a thought leader in the delivery of complex and comprehensive risk reporting, data, business intelligence, and related services. Role is primarily aligned… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... and the TDs FCRA Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in developing,...management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make… more
- Truist (Charlotte, NC)
- …reviewing and validating Retail and Correspondent residential mortgage loan compliance for adherence to various federal and state regulatory requirements. ... may change from time to time. + Perform detailed compliance analysis on Truist Mortgage loans to ensure ...compliance analysis on Truist Mortgage loans to ensure compliance including but not limited to Equal Credit Opportunity… more
- American Express (Charlotte, NC)
- …Office, you will play a pivotal role in developing and executing the firm's compliance risk governance initiatives. This team is responsible for designing and ... awareness and proactivity around regulatory matters. As an Analyst in the Compliance Policies and Standards...implementing compliance 's program for the management of compliance risk related policies and standards. **Responsibilities**… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... organizational skills + Strong work ethic and self-motivation This specific Corporate Compliance Analyst role is to support the Enterprise Flood Compliance … more
- Citigroup (Charlotte, NC)
- …Intermediate Associate Analyst is an entry-level position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money ... Crimes Enforcement Network (FinCEN) requirements + Communicate with senior management on compliance , legal and business AML issues + Appropriately assess risk … more
- Fifth Third Bank, NA (Charlotte, NC)
- …credit reviews with limited support from the Portfolio Managers. The Senior Credit Analyst demonstrates extensive knowledge of financial and risk analysis and ... in banking at Fifth Third Bank. GENERAL FUNCTION: The Senior Credit Analyst is primarily responsible for partnering with Portfolio Managers, supporting the daily… more