- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Court Accounting team within Wealth and Investment Management ... reports for annual and ad hoc court requests. The Associate will be responsible for the creation, accurate research,...tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical… more
- Wells Fargo (Charlotte, NC)
- …lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or ... that support business strategies **Required Qualifications:** + 6+ months of Securities Operations experience, or equivalent demonstrated through one or… more
- Truist (Charlotte, NC)
- …broker-dealer and investment adviser affiliates related to the regulation of securities products and investment advisory services to business constituents. The role ... Provide counsel with respect to applicable state laws and regulations, including securities and insurance licensing requirements 9. Provide counsel with respect to… more
- Regions Bank (Charlotte, NC)
- …Description:** BlackArch Partners is currently seeking a Part Time Accounting & Operations Professional, with the opportunity to transition into an FT Accounting & ... Operations Manager role in the future. This individual will...accompany the transition into a Full-Time role include: + Securities license training + BSA/AML reviews + Client invoicing… more