• Senior Auditor - Wealth

    Wells Fargo (Charlotte, NC)
    Wells Fargo is seeking a Senior Auditor on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust, Wells ... or Commissioned Bank Examiner designation + Experience in portfolio management, investment strategy, broker/dealer operations, wealth management, fiduciary and… more
    Wells Fargo (05/13/25)
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  • Head of Consumer Lending Compliance

    City National Bank (Charlotte, NC)
    …experience with a financial institution such as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience ... and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to… more
    City National Bank (05/03/25)
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  • Financial Controls Manager

    Wells Fargo (Charlotte, NC)
    …resources into testing organization. + Knowledge of Accounting Operations, Corporate and Investment Banking, and/or Wealth and Investment Management. + ... **Desired Qualifications:** + Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) designation. + 4+ years of Accounting, Audit, or Controls… more
    Wells Fargo (05/15/25)
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