- Vanguard (Malvern, PA)
- Broker / Dealer National Accounts , Product and Platform Partnerships: + Interacts with the product and research teams at national broker /dealers to ... At least two years of working within intermediary advisor distribution. National accounts experience preferred. + Undergraduate required. Graduate degree… more
- Vanguard (Malvern, PA)
- …existing relationships with distributors, advisors, and other intermediaries in the Broker Dealer channel through predominantly electronic and telephone ... in-person contact. + Generates new relationships and broadens existing relationships in the Broker Dealer channel using a combination of electronic and in-person… more
- Wells Fargo (Wayne, PA)
- …for appointments with new or prospective clients, establishing and servicing client accounts , preparing forms, researching account inquiries and/or issues, and ... written correspondence + Facilitate FA and client requests for account related information and/or quotes + Schedule and prepare...are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and… more
- Santander US (Conshohocken, PA)
- …defined on a quarterly basis. * Maintain compliance with all applicable bank, broker / dealer , State and Federal regulations associated with the sale of investment ... of other bank products and services such as deposit accounts and loans. * Attend and actively participate in...to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any… more
- Citigroup (New Castle, DE)
- …balance sheet and liquidity objectives + Manage intercompany funding activities for Broker Dealer legal entities Project Management & Coordination + Provide ... portfolio strategy decisions Forecasting and Monitoring Citibank's Federal Reserve Bank (FRB) Account + Monitor and forecast Citibank's FRB account cash levels… more