- Citigroup (Tampa, FL)
- …by the Markets business teams. This position will report to the Markets Control Assessment & Testing Head within the COO's Controls Testing Utility on an ... The Markets Control Testing Utility is responsible...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and interviewing and selecting staff. + Attracts, develops, and retains talent within the Business Risk & Control Office organization and the Firm. + ... education and experience to effectively lead assigned risk and control assessment and quality assurance discipline(s), translate business strategy into… more
- Citigroup (Tampa, FL)
- …degree, master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... assets, lending money, making payments, and accessing the capital markets on behalf of our clients. We have 200...related to Enterprise Data & Technology in alignment with Risk and Control Consent Order Commitments. The… more
- USAA (Tampa, FL)
- …may be substituted in lieu of degree + 8+ years of experience supporting risk -related, compliance related, or business control design activities; OR 8+ ... management or quantitative discipline, and 6+ years of experience supporting risk -related, and/or compliance-related, or business control design activities;… more
- MUFG (Tampa, FL)
- …skills **Interactions / Interpersonal Skills:** + Strong interpersonal skills to manage relationships with Business Unit Risk and Control Managers, Line of ... Purpose of Job: Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams,...business coverage areas described above + Experience in control testing techniques and documentation + Strong knowledge of… more
- USAA (Tampa, FL)
- …may be substituted in lieu of degree. + 6 years of experience supporting risk -related, compliance related, or business control design activities; OR 6 ... management or quantitative discipline, and 4 years of experience supporting risk -related, and/or compliance-related, or business control design activities;… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …related to various risk issues and business requests. + Supports risk and control efforts for RCS in accordance with internal standards, relevant ... government statutes, and regulations. + Partners with colleagues and business process owners to evaluate the control ...management as it relates to the custodial and clearing business . + Fundamental concepts of financial markets … more
- Citigroup (Tampa, FL)
- …and drive a strategy **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** ... Our people make all the difference in our success. Markets Operations represents the evolution and transformation of Operations...our infrastructure and tools meet the needs to manage risk . + Partner with Business , 1st and… more
- Citigroup (Tampa, FL)
- … Risk , Operational Risk , Model Risk , Internal Audit, O&T Business Risk Control and Citi Chief Administrative Office. **Responsibilities:** The new ... strategy, and end to end solutions for complex financial business problems. The role will have a regional and...Provide architectural leadership and conduct assessment to adopt cyber, risk and control patterns and solutions. **Qualification**… more
- Citigroup (Tampa, FL)
- …transparency. **Qualifications:** + 5-8 years of experience. + Understanding of Global Markets business activities and products, preferably Rates and Markets ... attention or action. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Citigroup (Tampa, FL)
- …strategic decisions, exercising sound legal judgement to develop proactive, risk -appropriate, and commercially practical business -oriented solutions. Management ... recommendations, promotions, and supporting personnel-related matters + Objectively evaluates business proposals by applying institutional knowledge and risk … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills, obtained through education and/or experience, training and/or certification, to conduct risk and control assessment and quality assurance activities of ... requirements to assist in identifying, analyzing and recommending changes. + Performs risk and control and quality assurance program execution for assigned… more
- Citigroup (Tampa, FL)
- …audit requests, and FINRA regulatory matters. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** **Primary ... activities of the complaint intake function for Citi's broker-dealer, Citigroup Global Markets ("CGMI"); assistance with the creation of control reporting of… more
- Citigroup (Tampa, FL)
- …losses and ensuring policy and regulatory compliance in resilience and third-party risk management. + Assess the effectiveness of business and technology ... oversight activities of first Line of Defense entities that have responsibility for Business Disruption & Safety Risk ; including Crisis Management, Continuity of… more
- Citigroup (Tampa, FL)
- …level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The ... SME to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Works with business process owners and internal/external auditors to evaluate control deficiencies, and develop risk -based solutions to address concerns. + ... operational risk ; financial risk ; compliance/regulatory risk ; or business risk ) throughout...Risk and Privacy group. + Assists in leading risk and control consulting activities of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Credit Risk , Treasury Risk (Liquidity, Capital, IRRBB), and Market Risk -ensuring alignment with business goals, regulatory requirements, and ... domain such as Credit Risk , Treasury Risk and Market Risk across...dashboards, and strategic planning materials for senior technology and business leaders, shaping investment decisions and enterprise risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …activities. + Identifies, reviews, assesses and documents risk management and control issues in assigned business processes. + Assists in preparing written ... standards, relevant government statutes and regulations. + Partners with colleagues and business process owners to evaluate the control environment and develop… more
- Citigroup (Tampa, FL)
- The Business Risk Manager, based in New York, will join the global Wealth Investment Solutions Business Risk Team as a Senior Vice President, and will ... Practices. The role will be responsible for supporting key business risk initiatives and programs for the...of business led product review forums, ongoing business reviews, and relevant management MIS, across Markets… more
- MUFG (Tampa, FL)
- …evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control processes. This role includes, but is not ... skepticism and personal accountability. + Lead walkthrough meetings and interviews with business stakeholders to develop an understanding of business processes.… more