- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - WEALTH MANAGEMENT * WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the ... Audit Director of Wealth Management , is a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assisting the … more
- JPMorgan Chase (Jersey City, NJ)
- …on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial ... operational excellence! As an Audit Manager on the Asset and Wealth Management Internal Audit Team, you will develop and execute the annual audit… more
- JPMorgan Chase (Jersey City, NJ)
- …and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management , you will participate in ... audit engagements, evaluate and report on management 's controls, communicate findings, maintain collaborative relationships, and drive process efficiencies, all… more
- City National Bank (Jersey City, NJ)
- *SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth ... Audit leadership team. * Develops the annual audit plan for Wealth Management ...and other enabling approaches, technologies and tools. * Reviews audit reports drafted by the Senior Manager /… more
- JPMorgan Chase (New York, NY)
- …, wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management , you will provide informed, ... Relations and other stakeholders as needed + Attend local Wealth Management Supervisor Manager and...10+ years consumer regulatory compliance, supervision, controls, risk or audit experience + Minimum licensing requirement: FINRA Series 7… more
- TD Bank (New York, NY)
- …guidance and independent challenge.** **U.S. Wealth is a fully integrated wealth management business that provides products and services (designed for ... monitoring, risk assessment, reporting and other activities;** + **Internal Audit , regulatory exam, and ongoing supervision management ,...multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... and client conversion from the Banking division to the Wealth division and from the Wealth division...This individual will be a "wall straddler" so effective management of information and knowledge of the information barriers… more
- Bank of America (New York, NY)
- …This job is responsible for providing legal support and strategic advice to the Global Wealth & Investment Management line of business on high net worth lending ... management , underwriters, document preparation groups, client facing personnel, risk management , compliance, regulatory and audit partners, and other… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... Committee; + Providing periodic reports to the legal entity Audit Committees, senior management , and other Board...degree preferred \#NAMInternalAudit **This specific role will focus on Wealth technology which is a fast moving area with… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for all aspects of the...internal control techniques of investment operations, broker dealer and wealth management is beneficial. *WHAT'S IN IT… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Audit Department **Requisition ID:** 229979 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- TD Bank (New York, NY)
- …Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping ... judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters.… more
- Bank of America (Wayne, NJ)
- …of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Wayne/Merrill-Market-Client-Relationship- Manager \_25020131) **Job Description:** Merrill ... Merrill Market Client Relationship Manager Wayne, New Jersey **To proceed with your... Management is a leading provider of comprehensive wealth management and investment products and services… more
- Neuberger Berman (New York, NY)
- …to large institutional investors. This includes separately managed institutional accounts, private wealth management services, 40 Act Mutual Funds, UCITS Funds, ... lines and support functions spanning equity, fixed income, private wealth management and alternatives asset classes. You...preferred + 6 - 10 years internal and/or external audit experience; asset management or financial services… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Business Risk Management US GTB...the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory… more
- JPMorgan Chase (New York, NY)
- Asset & Wealth Management delivers industry-leading investment management solutions. Asset Management provides individuals, advisors and institutions ... full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more… more
- City National Bank (New York, NY)
- …OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) ... the entertainment and sports industry. * Private Banking and Wealth Management help clients strategically plan and...of experience in risk management , operational risk management , compliance, or audit * Minimum 3… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , Data Governance **Requisition ID:** 229642 **Salary Range:**...future. Act as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office.… more
- Tradeweb (New York, NY)
- …**Qualifications** + Minimum 7+ years of experience in enterprise risk, internal audit , or operational risk management within a regulated financial service ... the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers. Creative collaboration and sharp client focus have helped fuel… more