- Capital One (New York, NY)
- …collaborative, and highly skilled professionals. We operate at the forefront of risk management , providing support for novel and developing technologies, as ... Product Risk Office, you will apply your risk management , cyber, and technical expertise to...with Capital One's strategic risk direction Gather risk and control data and reporting; perform… more
- Capital One (New York, NY)
- …and network security, AWS cloud; machine learning and artificial intelligence; data management ; third party and contingent workforce; incident response ... management , and reporting activities Certifications in security, technology, risk , project management , or audit certifications (eg, CompTIA Security+,… more
- Capital One (New York, NY)
- …unnecessary risk . In this position, you will play a key role in enhancing our risk management processes and data risk profile across Capital One and ... management and analytical skills to support the Enterprise Data organization. As a Senior Risk Manager...strengthen overall control suite effectiveness Design and support internal risk and control governance processes Identify and… more
- SMBC (Jersey City, NJ)
- …preferably within a financial services firm. + Understanding of Ethics Program risk management compliance activities. + Strong technical skills, including ... Americas Division Compliance Department is looking for a Program Governance Analyst who can leverage their data ...data analytics and metrics reporting. + Perform monthly/quarterly data collection and reporting of metrics and risk… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role contributes to the overall success ... Compliance Plan, reviewing and maintaining Compliance charters and Compliance governance documents, managing headcount reporting, and assisting with Compliance… more
- SMBC (New York, NY)
- …communication, attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, ... model governance best practices. Assist in project management for key initiatives + System & Data...+ Experience: Minimum of 10 years of experience in risk management , project management , … more
- Neuberger Berman (New York, NY)
- …a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support both ... **Head of Business Control & Governance - Private Wealth** **Location:** New York, NY...in financial services, with significant experience in business controls, risk management , audit, or compliance within Wealth… more
- HSBC (New York, NY)
- …** Governance and Committee Attendance** The role holder will be responsible for appropriate risk management governance within Finance, and will be a key ... Risk , Regulatory Reporting Risk , Model Risk , Data Risk and People...Governance Forum (RRGF) - member + Regional Non-Financial Risk Management meetings - member + Relevant… more
- SMBC (Jersey City, NJ)
- … Model Validation Director plays an active role in the implementation of Model Risk Management framework for the Combined US Operations of SMFG by performing ... of Stress Testing Models. **SCOPE:** As part of the Risk Management Department, the Model Risk...are described herein: + Conducts model validation and model risk governance across SMBC businesses and group… more
- SMBC (New York, NY)
- …external regulators. **Role Objectives: Expertise** + Expert understanding of credit risk management concepts and rating methodologies, proficient understanding ... risks and ensure they are accounted for in the risk identification inventory. + Lead the governance ...monitoring, workout / collections) and working knowledge of credit risk management frameworks and systems (eg, 3… more
- SMBC (Jersey City, NJ)
- …Assurance (including test planning, test execution and test management ) + Participate in data quality governance , data controls and data exceptions ... gaps using tactical and strategical approach + Drive Data Management activities with focus on ...+ Develop and maintain strong working relationships with key business/ governance / data governance and IT stakeholders… more
- Vaco by Highspring (New York, NY)
- …data teams to embed security controls in enterprise processes. Support governance , risk , and compliance initiatives, aligning technical controls with industry ... and cloud security platforms. Develop and enforce identity and access management processes, including RBAC, MFA, privileged access, and lifecycle automation. Direct… more
- SMBC (Jersey City, NJ)
- … management , financial operations and planning, risk and controls management , IT processes, and data management . SMBC's employees participate ... Analytics Department. This position is responsible for supporting calculation of Risk Weighted Assets "RWA", specifically RWA calculation relative to Basel Rule… more
- SMBC (Jersey City, NJ)
- …various internal bank departments such as KYC, Sanctions, Financial Intelligence Unit, Data Analytics, Program Management , Risk and Control, ... transaction monitoring, suspicious activity reporting, client screening/sanctions requirements, and risk assessments. + Strong management and leadership skills;… more
- SMBC (Jersey City, NJ)
- …with colleagues in other technology and control functions including legal, compliance, data security and risk management to promote front-to-back ... their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage...related areas and present ideas for improvement. + Facilitate risk issue tracking to promote timely remediation. + Track… more
- Principal Financial Group (New York, NY)
- …a central role in advancing the firm's digital transformation, strengthening its risk posture, and enabling faster, data -driven decision-making. By improving ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology… more
- embecta (Parsippany, NJ)
- …with a focus on financial integrity, operational efficiency, regulatory compliance, and enterprise risk management . As a senior leader in a highly regulated ... of **10-15 years of progressive experience** in internal audit, public accounting, or enterprise risk management , with at least 5 years in a senior leadership… more
- Neuberger Berman (New York, NY)
- … data analysis skills; hands-on experience with market, reference, and transaction data in institutional asset management . + Prior experience managing a small ... seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- Capco, a Wipro Company (New York, NY)
- …senior IT challenges in technology modernization, AI strategy & adoption, tech sourcing, cost management , and risk and governance . **About the Job:** As a ... or product strategies. + Conduct assessments and build target operating models, governance frameworks, and execution plans. + Analyze and recommend improvements to… more
- SMBC (New York, NY)
- …regulated environments with adherence to banking and regulatory compliance, as well as data governance standards. + Adaptability to thrive in a fast-paced, ... Cash Management business is seeking a highly skilled and customer-focused data analyst with strong visualization and project management capabilities. The… more
