- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate Risk as part of Corporate and Investment Banking (CIB) Business Aligned ... career areas and lines of business at wellsfargojobs.com. This Senior Compliance Specialist will oversee and credibly...you will:** + Serve as the Lead Business Aligned Compliance Officer (BACO) for Risk and Control… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business to remediation plans. + Works with Senior Compliance Officer , Compliance...roles, experience with a financial institution such as a broker /dealer and/or registered investment adviser. + For Wealth Management… more
- Bank of America (Charlotte, NC)
- …(EWI); up-front engagement of Liquidity Risk & LOB team and approval via senior executives and broker -dealer Board of Directors, as appropriate. Monitor and ... including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more