- TD Bank (New York, NY)
- …outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager… more
- TD Bank (New York, NY)
- …- both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a ... guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation (or ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- TD Bank (New York, NY)
- …in the general description below. **Job Description Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders… more
- BMO Financial Group (New York, NY)
- …SEC 15c3 experience, possessing a strong understanding of broker dealer operations and SEC/FINRA regulations. This individual should have dealt with trading ... a comprehensive grasp of the industry. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance… more
- Amazon (New York, NY)
- …(DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop compliance ... regulated transportation operations . This role will work closely with compliance leads and business partners to identify risks, develop mechanisms and program… more
- TD Bank (New York, NY)
- …governance operations of an organization + Experience supporting subsidiary compliance and governance aspects of business development and M&A transactions ... and counsel to all TD business segments and corporate functions. In this Senior Manager , Corporate and Subsidiary Governance role, you will join a dynamic and… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Operations and Governance provides governance , ... the Compliance Executive Team** **The Monitoring Program Governance team of US Compliance Operations...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …is outlined in the general summary below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...regulatory controls management + Experience with regulatory Issue Management, Compliance Monitoring & Testing and governance of… more
- NBC Universal (New York, NY)
- …entertainment content. The spin-off is expected to be completed during 2025. The corporate governance manager will support all corporate governance and board ... of a newly formed Media company. The corporate governance manager will be responsible for providing...matters, including matters associated with the company's public company compliance and corporate governance + Work as… more
- American Express (New York, NY)
- …Operational Risk Management programs and reporting. GMNS is looking for a Manager , Control Management Governance focused on ensuring control management is ... embedded in the day-to-day operations of our organization. It will involve extensive collaboration...across numerous business units, functional areas, and geographies. **The Manager , Control Management Governance will:** * Advise… more
- Scotiabank (New York, NY)
- Senior Manager , Data Governance **Requisition ID:** 229642 **Salary Range:** 170,373.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... results, in an inclusive and high-performing culture. TITLE: Senior Manager , Data Governance DUTIES: The Bank of...environment in which the team pursues effective and efficient operations of the respective areas in accordance with Scotiabank's… more
- TD Bank (New York, NY)
- …and sound infrastructure an in alignment with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements ... for this role. **Job Description:** **Preferred Qualifications** **Department Overview** TDS Governance & Controls team (TDS G&C) is accountable to perform the… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The **Senior Manager US Insider Risk Management Governance and Assurance** plays a key ... role in providing independent oversight, governance and assurance on the effectiveness of the insider...controls related to insider risk management within the US operations of the organization. This role ensures alignment with… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** **Department Overview:** This Finance Manager - Governance & Control role is embedded with the US ... team and will lead the team's build out of Governance & Control infrastructure. This role will take a...and privacy; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal… more
- TD Bank (New York, NY)
- …& Artificial Intelligence **Job Description:** **Department Overview:** As the Reporting & Governance Manager for our Financial Crime Risk Management Training ... all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** The Senior Group Manager Finance oversees a team of Business Finance professional roles that provide ... function within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It… more
- TD Bank (New York, NY)
- …regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports Change ... United States of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $185,000 USD...line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business… more
- BMO Financial Group (New York, NY)
- …as needed **Qualifications:** + Proven experience in governance , risk management, compliance , business management, operations , or a related field. + Strong ... standards. + Recommend best practices and identify efficiency opportunities related to governance and management operations . **Risk Management:** + Develop risk … more