- TD Bank (New York, NY)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- Scotiabank (New York, NY)
- …need to be onboarded to s99/Broker Dealer change management workflow. + Compliance Risk Self- Assessment (CRSA) - Lead or support execution of CRSAs for ... of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Cloud Security Risk Assessment Vice President who is experienced working in a Cloud Security ... Service Providers and their supporting tools. The Cloud Security Risk Assessment Vice President will be responsible...Security Risks in a dynamic environment and will also lead projects related to information security risk … more
- Mastercard (Harrison, NY)
- …Risk Assessment and Reporting Analyst, Open Banking Risk Assessment and Reporting Analyst, Open Banking Compliance Overview: Who is Mastercard? ... driving large complex projects across the Americas Open Banking Risk and Compliance organization. The role will...Support risk and control self-assessments, ensuring appropriate risk identification and mitigation. * Lead development… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan. As part of Compliance , Conduct and Operational Risk (CCOR), you are at the center of keeping JP Morgan Chase strong and ... This position requires expertise and experience in privacy governance, compliance , and operational risk . Familiarity with key...will report to the CCOR Privacy & Data Use Lead and will be part of a team of… more
- JPMorgan Chase (New York, NY)
- …our knowledge + Build, maintain, own and analyze outputs from climate risk assessment models and user tools + Lead the drafting and maintenance of ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...documentation for climate and nature risk assessment models and user tools +… more
- City National Bank (New York, NY)
- …Streamline processes for risk identification and assessment , control assessment , testing and issue management. * Lead continuous improvement activities ... *THIRD PARTY RISK MANAGEMENT LEAD * WHAT IS THE...management processes and methodologies * Experience using third party risk management /Governance, Risk and Compliance… more
- MongoDB (New York, NY)
- …with external auditors by scheduling meetings, drafting relevant communications, and reporting on assessment results + Lead compliance efforts ensure ... team is looking for a Program Manager - Governance, Risk , and Compliance . This role will be...various frameworks, FedRAMP High, IL-4 & IL-5 + Support assessment activities to achieve and/or maintain compliance … more
- NBC Universal (New York, NY)
- …and control performance targets and Service Level Agreement thresholds + Perform Risk Assessment , SOX / Internal Audit Readiness reviews, control ... & automation + Experience in implementing / managing Governance Risk Compliance tool + Project management skillset...a matrixed and decentralized operating model + Ability to lead / participate in a hybrid function or team… more
- MTA (New York, NY)
- …and integration of risk protocols. + Establish and maintain risk assessment databases, monitor long-term implementation timelines, and assist departments ... Vice President, Compliance & Risk Management Job ID:...manage critical interactions with internal and external oversight entities, lead the implementation of corrective actions, and coordinate emergency… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- TD Bank (New York, NY)
- …+ Knowledge of Non-Model/EUC risk management framework, including risk level assessment and controls + Compliance or QA/QC testing or audit experience + ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development… more
- Citigroup (New York, NY)
- …years of leadership experience in large global financial firms. + Deep global risk assessment and mitigation leadership experience across financial services + ... Supporting the Investment Solutions Leadership team and their specific organizations with assessment of operational, compliance and reputational risks and the… more
- TD Bank (New York, NY)
- …compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment , reporting and/or analytical support in a timely ... assessment activities for designated business using TD's enterprise AML/ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments (monitoring, … more
- TD Bank (New York, NY)
- …Additionally, this role supports management in delivery of initiatives related to risk assessment , internal/external exam support, etc. **Depth & Scope:** + ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support...analysis, updates tools and/or supports training activities specific to risk assessment + Leads development of processes,… more
- TD Bank (New York, NY)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... Risk Management and enhance RICM program reporting, + Assist with Governance, Risk , and Compliance (GRC) system buildout and alignment with Enterprise … more
- American Express (New York, NY)
- …keen ability to learn new technology quickly and easily. + Understanding of risk assessment methodologies, frameworks and industry standards. + Deep knowledge of ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...present an effective credible challenge. + Provide operational resilience risk oversight by identification, assessment , control, measurement,… more
- City National Bank (New York, NY)
- …to support decision-making.The ORBO manager will lead a team of risk professionals responsible for performing objective assessment over [Line of Business ... the operational risk management framework, which includes risk identification and assessment ; risk ... Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- BMO Financial Group (New York, NY)
- …trigger update of GM PRC Libraries to ensure accuracy and completeness. + **Operational Risk Assessment :** Perform the annual Product/Service, Process Risk ... & Resilience mandate. **Key Roles & Responsibilities:** **Operational Risk ** **(90%) -** Lead the Operational ... Assessment (BIA), Business Continuity Plan (BCP), and Risk Assessment (RA), documentation updates across all… more
- Mastercard (New York, NY)
- …requires exceptional communication, control management skills, and a strategic approach to risk assessment . You will work cross-functionally with teams including ... on risk implications for Open Banking initiatives; lead risk workshops. Reporting and Analytics for... Risk Management principles, practices, and methodologies, including risk assessment techniques, and scenario analysis. Very… more