- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk.… more
- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA...Qualifications + Minimum 5+ Years of specialized experience in Financial Crimes Compliance or related function at… more
- Bank of America (New York, NY)
- …(GPS) and is responsible for leading and designing the strategy related to financial crimes compliance within the GPS business. Key responsibilities include ... to regulatory requirements and enterprise-wide standards & policies related to financial crimes . Job expectations include providing oversight and establishing… more
- Guardian Life (New York, NY)
- …procedures to identify and prevent misconduct. + Assist in the completion of periodic anti- financial crimes risk assessments and related action plans. + Uses and ... performs quality assurance testing on industry databases, systems,...accurately monitor transactions in real time. + Assists in anti- financial crimes trainings. **You have** + Minimum… more
- Wells Fargo (New York, NY)
- …and emerging risks which require understanding of business-specific knowledge related to financial crimes , operational risk, audit, legal, credit risk, market ... **Required Qualifications:** + 7+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or… more
- Wells Fargo (New York, NY)
- …with review and processing of netting determinations, post-execution support including quality assurance reviews of executed documentation and reviewing and/or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- American Express (New York, NY)
- …including the implementation of the Bank's Compliance Risk Management Framework, quality assurance , and risk appetite statements, new product approvals, ... activities. + Forge and maintain strong strategic relationships across Global Financial Crimes Compliance, Operational Risk Management, Privacy, Internal Audit,… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 4+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 6+ months of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 5+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more