- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... The Institutional Client Service Advisor ("CSA") role is an important relationship management...functions across Neuberger Berman, including our operations, legal and compliance , mutual fund services, and new mandate onboarding team.… more
- Deloitte (New York, NY)
- …we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Senior Manager in this group, ... in accounting, finance, MIS, or related field required + Practical knowledge in fixed income financial products, income tax principles, debt instruments… more
- Guardian Life (New York, NY)
- …(BD) or Registered Investment Advisor (RIA) + Experience with equities and fixed income trading required + Bachelor's degree preferred or equivalent work ... range of asset classes including mutual funds, equities, options, fixed income , and annuities. Orders are received...via AnnuityNet + Review client transactions for accuracy and compliance (eg, mutual fund share classes, breakpoints, ROA, LOI)… more
- Citigroup (New York, NY)
- The IT Business Lead Analyst is a senior-level position responsible within Fixed Income Electronic Trading technology team at Citigroup. We are looking for a ... to the current business environment + Interpersonal: Act as advisor or coach to new or lower level analysts...Office Trading and Pricing solutions. + Strong knowledge on Fixed Income (Credit and Rates) products and… more
- Neuberger Berman (New York, NY)
- …Equity, Private Credit, Specialty Finance, and others as well Finance teams, and Fixed Income trading desk to review cash needs, monitor trade maturities, ... assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on… more
- Wells Fargo (New York, NY)
- …banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities ... this role, you will:** + Act as a trusted advisor to Banking's leadership team, including the CAO and...cross-functional areas including COO, CAO, HR, Finance, Strategy, Legal, Compliance etc. + Craft clear and compelling narratives by… more
- JPMorgan Chase (New York, NY)
- …recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + Provide support across ... client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm +… more
- Wells Fargo (New York, NY)
- …Support (BASS) team. This position will require deep product knowledge in Equities and Fixed Income as well as key regulations including Volcker and Regulation ... W. **In this role, you will:** + Act as an advisor to senior leadership to develop or influence plans, specifications, resource needs, and goals for multi-faceted,… more
- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is committed to providing fair… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... support and serve as a trusted resource for clients and an experienced Wealth Advisor Team. The Client Associate enhances the client experience by assisting with the… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Legal, Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related plans and… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... thinking across services, processes, and systems. + Serve as a trusted advisor , providing constructive, reviews and challenges of business plans. + Continuity… more
- Citigroup (New York, NY)
- …Financial Product knowledge. + Understanding of Mortgage Backed Securities or other Fixed Income products. Education: Bachelor's or University Degree or ... thinking to define issues and develop innovative solutions + Serve as advisor or coach to mid-level developers and analysts, allocating work as necessary… more
- Citigroup (New York, NY)
- …on cloud technologies desirable, eg Artifactory, Docker and OpenShift. + Knowledge of fixed income products, customer and broker market platforms and trading ... help define operating standards and processes + Serve as advisor or coach to new or lower level analysts...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more