- HSBC (New York, NY)
- …non-financial risks in accordance with HSBC Group's risk framework. The US Head of Regulatory Compliance is the senior accountable executive responsible ... Compliance risks. As our Head of Regulatory Compliance , US you will:...trait protected by applicable law. **Job Field:** Risk and Compliance **Primary Location:** North America- United States… more
- Citigroup (New York, NY)
- **Job description summary:** We are hiring for the role of ' Head - Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. ... Position Overview:** We are hiring for the role of ' Head - Regulatory reporting and compliance ...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $250,000 - $370,000 USD TD is committed to providing fair and ... of Business:** Financial Crime Risk Management **Job Description:** The Head of FCRM Regulatory Liaison & Monitor...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Axis (New York, NY)
- …Accommodation is available upon request for candidates taking part in the selection process. Head of US Broker Compliance Job Family Grouping: Operations ... this role contribute to our collective success? As the Head of Broker Compliance at AXIS, you...exposure areas in broker relationships and implement mitigating controls. Regulatory & Licensing Compliance : * Ensure that… more
- Meta (New York, NY)
- …bodies. **Required Skills:** Sanctions Compliance Financial Intelligence Unit Head Responsibilities: 1. Apply sanctions regulatory knowledge and ... regulations may include without limitation the rules and regulations overseen by the United States Department of the Treasury's Office of Foreign Assets Control… more
- HSBC (New York, NY)
- …both within and outside of GTS throughout the customer life-cycle with HSBC. As our US Head of Transaction Risk Management you will: + Lead and direct ... Transaction Risk Management ("TRM") across US GTS, deputizing for the Head of...by applicable law. **Job Field:** Commercial Banking **Primary Location:** North America- United States -New York-New York **Req ID:**… more
- Amalgamated Bank (New York, NY)
- …is now available at America's Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the ... where everyone feels valued and respected is essential for us to grow as a company. We are dedicated...+ Act as a liaison between the Bank and regulatory authorities and enforcement agencies on compliance … more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...alignment and ensure informed decision-making. + Stay current with regulatory expectations related to compliance culture and… more
- MUFG (New York, NY)
- …US offices, MUFG's Combined US Operations ("CUSO") and the Americas region. The Head of FCOA is the board designated BSA Officer of MUBK's US operations. ... rules and regulations in a manner that ensures full compliance . The Head of FCOA reports directly...Board and manages relationships with all relevant federal banking regulatory agencies to ensure that the organization is favorably… more
- Citigroup (New York, NY)
- …& Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - $300,000.00 ... E-Trading governance meetings. The role also requires relevant experience in ensuring compliance with E-Trading regulatory requirements, namely MAR (15c3-5), as… more
- Citigroup (New York, NY)
- …Product Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - ... P&L across 75+ countries, product launch & strategies, managing commercialization, regulatory approvals wherein required, compliance with all internal credit… more
- Scotiabank (New York, NY)
- …the Americas (eg Canada, USA, Mexico, Caribbean & South America); usually planned. \#GTB Location(s): United States : New York : New York City Scotiabank is a ... Director & Head , Digital Channels - Portal and Mobile, Global...making it easy for clients to do business with us . As businesses build their digital capabilities and transform… more
- MUFG (New York, NY)
- …in all internal control matters, including information security, audit, operation, regulatory , and compliance -related tasks. The role involves creating materials ... system access **Liaison Supports** + As liaison of Tokyo Head Office in the US , collaborate with...with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).… more
- Citigroup (New York, NY)
- …& Implement **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - $300,000.00 ... reports, the team plays a vital role in ensuring transparency, accountability, and regulatory alignment. **Role Overview:** The Head of Report Owner Engagement &… more
- SitusAMC (New York, NY)
- … updates, including Global/Regional Industry reviews. **Key Accountabilities** + Work closely with the Non- US Regional Head to support the Head of SLF CRE ... passionate technologist, or looking to get your start, join us as we work together to realize opportunities for...The successful candidate will report to the SLF Global Head of CRE based in London. The primary responsibility… more
- Grant Thornton (New York, NY)
- …P&C staff to manage People & Culture risk and monitor AAP / EEO and other regulatory compliance . Core Responsibilities: + Lead a team to provide a world class ... Recruiting across the US It is critical that the Senior Director, Head of Executive Search collaborate and build effective relationships at all levels to ensure… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $200,000 - $280,000 USD TD is committed to providing fair ... role. **Line of Business:** Technology Solutions **Job Description:** The Head of Workforce IAM Authentication and Authorization is responsible...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $200,000 - $280,000 USD TD is committed to providing fair ... legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues… more
- Citigroup (New York, NY)
- …methodologies are aligned with regulatory expectations and industry best practices. Regulatory Compliance & Industry Engagement: + Ensure compliance with ... to ensure the firm maintains adequate liquidity buffers in compliance with regulatory requirements and internal risk...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- …Sales Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - ... - **Services** , Markets, Banking and International, Wealth and US Personal Banking. **Services** sits at the core of...profitable growth. + Ability to manage risk and ensure compliance with regulatory requirements. **Skills and Competencies**… more