- TD Bank (New York, NY)
- …as needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management., the incumbent will be responsible for ... their regulatory risk. **Key Responsibilities:** + Reporting: With the Head of Surveillance Initiatives and Portfolio Management and key stakeholders: assist… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... partners and coordinate tracking and reporting of Compliance function initiatives and programs * Prepare summaries, communications, reports and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... recovery and support services; policy analysis and development; epidemiology, surveillance , and evaluation; development and dissemination of treatment and management… more
- BMO Financial Group (New York, NY)
- …and maintain current knowledge of regulatory requirements and developments, monitoring risk/ trade surveillance , and identifying and corrects possible gaps and ... compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO… more