- Raymond James Financial, Inc. (Denver, CO)
- **Essential Duties and Responsibilities** + Designs and executes AML & Sanctions compliance testing plans, including sampling methodologies and ... issues and ensures timely resolution. + Collaborates with AML & Sanctions compliance leadership to ensure testing aligns with regulatory expectations and… more
- Huntington National Bank (Denver, CO)
- …for designing, implementing, and leading second-line oversight of Huntington's enterprise-wide BSA/ AML and OFAC/ Sanctions Compliance Program within the ... Enterprise Risk Oversight + Lead and enhance the enterprise BSA/ AML and OFAC/ Sanctions compliance program...bank inquiries). + Provide subject matter expertise to the Compliance Testing Group (CTG), Internal Audit, and… more
- Coinbase (Denver, CO)
- …array of compliance requirements for both state and federal licenses, including AML /CFT, sanctions , and consumer compliance . The individual that assumes ... processes for Coinbase's US consumer business, which includes BSA/ AML , OFAC, and Consumer Compliance requirements. This...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more