- Wells Fargo (Charlotte, NC)
- …(CIB) Markets COO division is seeking an Associate to join the CIB Markets Business Aligned Supervisory Support (BASS) team. This position will require ... controls and trade surveillance framework within the First Line business . The successful candidate will work closely other BASS...and effective by ensuring that there is a sound supervisory framework in supervision coverage, and the program is… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking an Executive Director to join the CIB Markets Business Aligned Supervisory Support (BASS) team. This position will require ... risk mitigation and control strategies on behalf of the business + Lead the strategy and resolution of highly...Volcker and Regulation W. + In-depth knowledge of Supervision, Supervisory programs, role of a supervisor, obligations of a… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Vice President to join the CIB Markets Business Aligned Supervisory Support (BASS) team. This position will require ... controls and trade surveillance framework within the First Line business . **In this role, you will:** + Lead complex...including Volcker and Regulation W + Knowledge of supervision, supervisory programs, role of a supervisor, obligations of a… more
- Wells Fargo (Charlotte, NC)
- …regulations, including Volcker and Regulation W across specific Sales and Trading business . + In-depth knowledge of Supervision, Supervisory programs, role of ... complex activities associated with the development and implementation of business -specific programs, processes, and controls which identify, assess, monitor,… more
- Truist (Charlotte, NC)
- …review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior subject matter expert responsible for the design, ... 4. Ensure program components meet regulatory expectations and are aligned with industry best practices. 5. Subject matter expert...to mitigate risk within and/or across multiple lines of business . 6. Stay abreast of emerging issues related to… more