- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Compliance / Regulatory Risk Manager will support the oversight and ... applicable federal and state regulations. This role is responsible for monitoring regulatory developments, conducting risk assessments, and supporting audits and… more
- Deloitte (Charlotte, NC)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte... & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk… more
- TD Bank (Charlotte, NC)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting ... Experience in assessing third-party risks and evaluating control reliance + Familiarity with regulatory expectations and evolving risk themes in banking sector +… more
- TD Bank (Charlotte, NC)
- …experience + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, ... compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager ...to the development and rollout of change activities. Ensuring compliance with all internal governance documents and regulatory… more
- American Express (Charlotte, NC)
- …(1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a ... related BU issues **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams,... regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities… more
- Wells Fargo (Charlotte, NC)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Coinbase (Charlotte, NC)
- …to join our Strategy and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data and analytics, continuous process ... (ie. job duties):* * Lead and drive GRC (Governance, Risk , and Compliance ) projects to support ESTO's..., and Compliance ) projects to support ESTO's compliance with regulatory and operational requirements. *… more
- TD Bank (Charlotte, NC)
- …emerging trends, including regulatory expectations and standards for effective compliance management systems + Knowledge of risk management environment, ... a mission to build a more resilient and scalable compliance risk management function. As part of...enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD… more
- Wells Fargo (Charlotte, NC)
- …skills for varying levels of information + Six Sigma Certification or Certified Regulatory Compliance Manager (CRCM) **Job Expectations:** **Locations:** + ... + Monitor reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management. **Required… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...independently + Deadline driven + Knowledge of legal and regulatory environment as it relates to compliance … more
- Coinbase (Charlotte, NC)
- …examples of leveraging risk to enable the business rather than a regulatory or compliance requirement. * Technology risk domain knowledge: Ability ... and fully supported. Coinbase is looking for a *Senior Manager for our expanding Technology Risk function*....Compliance for risks, assessments, and reporting to meet regulatory requirements. * Support audit and regulatory … more
- City National Bank (Charlotte, NC)
- …Bank's business processes, people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems, the Fraud Manager ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT...and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory… more
- American Express (Charlotte, NC)
- …are robust, effective, and align with regulatory requirements and best practices. Operational Risk Management is looking for a Manager of Risk and ... with multiple partners across numerous business units, functional areas, and geographies. ** Manager , Risk and Control Self-Assessment (RCSA):** + Contribute to… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II-OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... risk management, model risk management, business continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations.… more
- Lowe's (Charlotte, NC)
- …+ Provide expert guidance on security policies, standards, and procedures, ensuring compliance with regulatory and operational risk requirements. + ... **Your Impact** We are seeking a Senior Manager - Risk to lead a...threat landscape. The ideal candidate brings broad expertise in risk management, information security, and compliance -paired with… more
- American Express (Charlotte, NC)
- …of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, ... that risk management activities are conducted in alignment with regulatory requirements and industry expectations. In addition, the team aggregates and reports… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a ... equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience… more
- First Horizon Bank (Charlotte, NC)
- …**Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product Management ... role sits in the first line of defense and is responsible for managing the risk and control framework for product and marketing within the bank. This role involves… more
- TD Bank (Charlotte, NC)
- …current processes **Preferred skills:** + Regulatory exam management experience + Risk and Compliance experience + Project management experience + 2nd Line ... can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the… more