- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Quality Operations within the CX ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...deliver feedback to agents to drive continuous improvement in compliance handling. *What you'll be doing:* * Minimum of… more
- Insight Global (Charlotte, NC)
- …crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance , or regulatory matters. * Relevant experience in SAR narrative drafting and ... investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts from our… more
- Eliassen Group (Charlotte, NC)
- **Network Analyst III ** **Charlotte, NC** **Type:** Contract **Category:** Engineer **Industry:** Energy **Reference ID:** JN -092025-103512 **Date Posted:** ... further and achieve more with their technology solutions, financial, risk & compliance , and advisory solutions, and clinical solutions. With offices from coast to… more
- Wells Fargo (Charlotte, NC)
- …in-depth understanding of the day-to-day responsibilities of a full-time Corporate Banking Analyst . Analysts will work with Corporate Banking team members to support ... training as scheduled + Assist with deal closing including regulatory and compliance requirements Ideal Candidate for this role: + Outstanding problem solving and… more
- Wells Fargo (Charlotte, NC)
- …Finance + Sustainable Finance and Advisory **WHAT THE PROGRAM OFFERS** The Analyst Program is non-rotational and provides the opportunity to gain experience working ... from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate… more
- Wells Fargo (Charlotte, NC)
- …teams. + Assist in researching and summarizing regulatory capital rules (eg, Basel III , Volcker Rule) to support compliance and identify potential optimization ... **About this role:** Wells Fargo is seeking a motivated and detail-oriented Analyst to support Market Risk and Capital Efficiencies initiatives within the Financial… more
- Citigroup (Charlotte, NC)
- …processes by Model Risk Management (MRM). **Project Management & Compliance :** + Assume overall responsibility for the direction, coordination, implementation, ... actively safeguarding Citigroup, its clients, and assets. This includes driving compliance with applicable laws, rules, and regulations, adhering to Policy,… more
- Citigroup (Charlotte, NC)
- …gaining approval for any such changes through appropriate governance forums, Ensuring compliance with such targets for month and quarter end periods **Stress ... expertise. * Working knowledge of capital rules and regulations (CCAR, Basel III , SR 15-18: Federal Reserve Supervisory Assessment of Capital Planning and Positions… more
- Wells Fargo (Charlotte, NC)
- …of experience in one or a combination of the following: trading, desk analyst , Capital Markets, market risk, interest rate risk or equivalent demonstrated through ... to collaborate across functions including structuring, deal management, legal, and compliance + Effective multitasker with a track record of meeting deadlines… more
- Wells Fargo (Charlotte, NC)
- …the following: market risk, Capital Markets, trading, or interest rate risk, desk analyst experience, or equivalent demonstrated through one or a combination of the ... CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should not be subject to… more
- TD Bank (Charlotte, NC)
- …with external and internal key stakeholders as applicable. In this role the analyst will be working on the enterprise capital reporting efficiency effort for the ... changes for the US Retail Segment and US Legal Entities (ie, Basel III Endgame). **Job Summary:** The Senior Treasury Capital Manager develops and executes complex… more