- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- TD Bank (Charlotte, NC)
- …**but not limited to:** **Reg. Z, Reg. X. FCRA/Reg. V, Flood.** **Prior compliance related QA/QC testing and/or monitoring experiences as well as knowledge ... operating procedures; and policies + Independently performs targeted and periodic monitoring of business activities for compliance with regulatory requirements… more
- TD Bank (Charlotte, NC)
- … Business Oversight Manager - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand ... of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)...Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure… more
- TD Bank (Charlotte, NC)
- …regulatory change and inventory reporting (inclusive of metrics) + Manage the US Compliance monthly Issue monitoring report Please review the desired skills and ... role which is outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or third line of… more
- TD Bank (Charlotte, NC)
- …governance and control issues + Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...organization, and enterprise as appropriate. The **Employee Experience Senior Manager ** will lead and enhance the employee experience within… more
- TD Bank (Charlotte, NC)
- …thresholds, and associated troubleshooting. + Solid understanding of AML Transaction Monitoring and other financial crime compliance regulations and industry ... **Job Description:** **Department Overview:** The Senior AML Business Data Manager for AML Data is responsible for supporting implementation, enhancement… more
- TD Bank (Charlotte, NC)
- …is outlined in the general description below. **Job Description Summary:** The Compliance Governance & Operations Manager leads the development and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **Why Work with Us?** At TD Bank US… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join our team in Charlotte, North Carolina ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consulting Manager you will play a… more
- Truist (Charlotte, NC)
- …institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for ... States of America) **Please review the following job description:** Ensures appropriate compliance risk oversight is in place for assigned business units and/or… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Juris Doctor (JD) or Master's degree 2. Certified Regulatory Compliance Manager (CRCM) or Completion of ABA Compliance ... America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes … more
- Resideo (Charlotte, NC)
- …experienced professional to join our team in a newly created role as the Finance Compliance Manager . This role will be instrumental in advising management on ... will be valued and recognized. + Embarking on the journey as Resideo's Global Finance Compliance Manager presents an avenue to play an integral role in molding… more
- TD Bank (Charlotte, NC)
- …Assessment and regulatory controls management + Experience with regulatory Issue Management, Compliance Monitoring & Testing and governance of Compliance ... which is outlined in the general summary below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic… more
- Regions Bank (Charlotte, NC)
- …compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... compliance + Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws… more
- Citigroup (Charlotte, NC)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. **Responsibilities:** + Providing compliance coverage inclusive of control/design challenge for Enterprise Workforce… more
- Wells Fargo (Charlotte, NC)
- …and covenant ticklers, and testing covenants for businesses and individuals to determine compliance .. **In this role, you will:** + Calculate compliance with the ... a combination of the following systems: Credit View; Electronic Reporting and Compliance (ETRAC); FLO; EZ Request (EZR); Wholesale Banking Reporting System (WBRS);… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- Bank of America (Charlotte, NC)
- …entity + Relevant certifications (eg, CAMS, CGSS, or similar) **Skills:** + Regulatory Compliance + Monitoring , Surveillance, and Testing + Critical Thinking + ... Global Financial Crimes Economic Sanctions Compliance Advisor New York, New York;Charlotte, North Carolina...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead CIB Portfolio Manager in the REIT (Real Estate Investment Trust) Finance Group as part of the Corporate & ... Investment Banking Team. The Lead CIB Portfolio manager supports the CRE REIT Finance Group, which delivers corporate banking products and services to public and… more