- NTT America, Inc. (Charlotte, NC)
- …of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join our team in ... Services clients: https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consulting Manager … more
- US Bank (Charlotte, NC)
- … Compliance to develop, implement, maintain, review or oversee an effective compliance risk management framework, and serve as Subject Matter Experts with ... the lines of defense. Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their… more
- City National Bank (Charlotte, NC)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance ... and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- Citigroup (Charlotte, NC)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing ... teams including Train the Challenger content **Job Family Group:** Compliance **Job Family:** Product Compliance Risk...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... challenge of first line controls; + End to end completion of the regulatory compliance risk assessment which includes review and challenge of inherent risk… more
- Capital One (Charlotte, NC)
- …Administration** + **Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM)** + **6+ years of ... Audit Manager , Commercial Lending Audit: Commercial Bank (Hybrid) **Capital...team, the candidate will focus on conducting operational and compliance audit projects of the commercial lending portfolios and… more
- Capital One (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification ... one or more of the following areas: banking or financial services industry, risk management, or consumer compliance . Preferred Qualifications: + Master's Degree… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk ... Assessment Framework, QA/QC Oversight Framework, Policy & Governance, and Training. The Senior Manager , Financial Crime Risk Oversight (US) acts as key business… more
- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk ... and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including… more
- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk ... as necessary, effectively with key stakeholder groups such as Compliance , Legal, Audit, Risk + Coaches to...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Bank of America (Charlotte, NC)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Financial Risk Analytics Manager Charlotte, North Carolina;Jersey...Job expectations may include the ability to recognize all risk categories including credit, market, operational and compliance… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership and drives the successful implementation ... oversight of identification, mitigation, validation and monitoring of transverse AI risk (eg, technology, data, operational, compliance , teammate). 2. Coordinate… more
- PNC (Charlotte, NC)
- …Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Auditing, Business ... contribute to the company's success. As an Internal Audit Manager , you will be within PNC's Internal Audit organization,...be within PNC's Internal Audit organization, supporting the Model Risk Audit Team Audit team. This position is primarily… more
- TD Bank (Charlotte, NC)
- …Crime Risk Management **Job Description:** **Department Introduction:** The Group Manager , Financial Crime Risk Investigations manages/leads a team of ... and assists staff with complex questions and issues as necessary. The Group Manager , Financial Crime Risk Investigations manages/leads a team of specialized… more
- Novant Health (Charlotte, NC)
- Job Summary The Manager Risk Management I works across the Novant Health System to provide direct risk management services to all Novant entities as ... adverse clinical events impacting patient and organizational safety. The Manager Risk Management I is a registered...assigned facilities or across the organization as assigned. The Risk Management team in conjunction with Legal, Compliance… more
- TD Bank (Charlotte, NC)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting ... details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk & Governance team. This role will be ... the business, control, and infrastructure functions are meeting the organization's effective risk management requirements. + Ensure the compliance of capital … more
- Truist (Charlotte, NC)
- …**Please review the following job description:** A first line of defense technology risk manager advising technology leaders who are direct reports to the ... risk management experience in financial services or related field. . Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Capital Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more