- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... position will be the primary colleague responsible for all risk activity in support of Trust/ Fiduciary Activities,...risks across the Wealth organization. + Works with other Business Risk Officers to recommend risk… more
- Wells Fargo (Charlotte, NC)
- …adequately designed for regulatory compliance. + Provide oversight and monitoring of business group risk -based compliance programs + Oversee the Front Line's ... role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions team within Wealth and...business units, rules and regulations on moderate to high- risk compliance matters + Monitor and independently challenge the… more
- KeyBank (Charlotte, NC)
- …44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... collaborating across the three lines of defense to reinforce risk awareness and compliance culture. As a member of...etc. Moreover, partnering with the LOB while balancing the fiduciary oversight role is important. This role is expected… more
- Wells Fargo (Charlotte, NC)
- …knowledge of fiduciary income tax + Demonstrated experience in growing fiduciary business and supporting financial advisors and private bankers to serve ... professionals responsible for the administration of trust and other fiduciary accounts; lead team to achieve business ... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more