- Deloitte (Charlotte, NC)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... with clients, industry consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and… more
- TD Bank (Charlotte, NC)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- First Horizon Bank (Charlotte, NC)
- …site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product Management organization. This role ... defense and is responsible for managing the risk and control framework for product and marketing within the bank....ensure the bank's safety, soundness, and adherence to all regulatory requirements. The role works directly with the second… more
- Wells Fargo (Charlotte, NC)
- …for Wells Fargo Regulatory Relations, the Enterprise Policy Office, Non- Financial Regulatory Reporting Governance, and the Office of Consumer Practices. ... **2026 Summer Internship, Early Careers - COO Business Risk Control and Regulatory Oversight** **About this role:**...our Fulltime Analyst program (up to 2 years). + Control Management (CM) is a financial industry… more
- TD Bank (Charlotte, NC)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects. The Regulatory … more
- TD Bank (Charlotte, NC)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... Commercial Bank stakeholders to respond to risk and control assessments, identify control gaps, design new controls , and development of a strategy to… more
- City National Bank (Charlotte, NC)
- …experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public ... audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results,… more
- AIG (Charlotte, NC)
- …DOJ Executive Orders) and demonstrate the ability to interpret and integrate new regulatory requirements into AIG's control environment. + Assist in developing ... risk. Join us as an IAM Senior Governance and Controls Analyst to play your part in that transformation....control points and identify appropriate evidence to support control effectiveness. + Act in a project manager… more
- Bank of America (Charlotte, NC)
- …all Lines of Business, CIO teams, to continuously improve the organization's core access control compliance. The Controls Specialist will analyze controls to ... Identity & Access Management (IAM) Information Security Controls Specialist (Data Driven & Governance exp required)...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Bank of America (Charlotte, NC)
- …process and operational excellence. Candidates should also possess subject matter expertise in financial regulatory reporting or Global Financial Crimes and/ ... Data Quality Testing Lead (Transaction & Conformance & Controls ) Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona **To...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- City National Bank (Charlotte, NC)
- *SR AUDIT MANAGER - IT REGULATORY ISSUES MANAGEMENT* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the ... Works independently to identify and assess key risks and controls as part of audit validation. * Provides periodic...affect. * Keeps abreast of changes in the business, regulatory , and accounting and control environments in… more
- Truist (Charlotte, NC)
- …frameworks that guide, monitor and evaluate the design and effectiveness of internal controls over financial reporting, while ensuring compliance with risk and ... line of defense stakeholders to influence and drive adoption of related Regulatory Reporting strategies, policies, standards and control frameworks. The role… more
- TD Bank (Charlotte, NC)
- …and develop relationships across the Division and with key stakeholders (including Control Process Group (CPG)/US Regulatory Program Management (RPM) and ... 7 years related experience required, preferably in Risk Management, Regulatory , or Audit in the financial services...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Bank of America (Charlotte, NC)
- …with key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and Technology teams **Skills:** ... are guided by a common purpose to help make financial lives better through the power of every connection....with expectations on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory … more
- TD Bank (Charlotte, NC)
- …processes and controls and connects the dots across issues and control deficiencies across various BUs in order to increase standardization of solutions, ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Protects the interests of the organization - identifies and… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Compliance/ Regulatory Risk Manager will support the oversight and governance of prepaid ... **Preferred Skills/Experience** - Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends - Advanced understanding… more
- American Express (Charlotte, NC)
- … requirements and best practices. Operational Risk Management is looking for a Manager of Risk and Control Self Assessment (RCSA) to drive development ... with multiple partners across numerous business units, functional areas, and geographies. ** Manager , Risk and Control Self-Assessment (RCSA):** + Contribute to… more
- Deloitte (Charlotte, NC)
- …are critical to businesses. Your contributions can help clients improve financial performance, accelerate new digital ventures, and fuel growth through innovation. ... role ends on 10/15/2025 Work You'll Do As a Manager you will lead and deliver engagements, or components...4+ years of experience in Life Sciences Pharmaceutical R&D regulatory domain. Experience to include: introducing new technologies like… more
- Citigroup (Charlotte, NC)
- The Finance Solutions Sr. Program Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of ... be necessary. Accountable for the end results of an area. Exercises control over resources, policy formulation and planning. Primarily affects a sub-function.… more