- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance ... high-risk business or functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a technical lead on… more
- TD Bank (Charlotte, NC)
- …+ Must have skills/qualifications/experience in 3-4 of the following + Risk Management + Governance and Control 1B + Regulatory Compliance Management + Risk and ... **Line of Business:** Risk Management **Job Description:** **The Group Risk Specialist ** will assist teams within US Risk Management in identifying, understanding,… more
- Bank of America (Charlotte, NC)
- Identity & Access Management (IAM) Information Security Controls Specialist (Data Driven & Governance exp required) Boston, Massachusetts;Jacksonville, Florida; ... of Business, CIO teams, to continuously improve the organization's core access control compliance. The Controls Specialist will analyze controls to identify… more
- TD Bank (Charlotte, NC)
- …building and scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design and ... may vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and implementation… more
- TD Bank (Charlotte, NC)
- …established function within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational ... role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis...Ability to identify and help close gaps in tool governance (such as version control , access management,… more
- TD Bank (Charlotte, NC)
- …of Business:** Business Management, Strategy & Support **Job Description:** The Control Remediation Quality Assurance Business Management Specialist will have ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides a comprehensive and diverse range of risk management expertise ... a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- TD Bank (Charlotte, NC)
- …and individual circumstances._ **Job Description Summary:** The Business Insights Specialist is responsible for conducting analyses on curated and/or aggregated ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- TD Bank (Charlotte, NC)
- …& Artificial Intelligence **Job Description:** **Job Summary:** The Business Insights Specialist is responsible for conducting analyses on curated and/or aggregated ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist on the Fiduciary Compliance Team. This role will support Trust Services as part of the ... business. + Provide oversight of the Trust Services business through governance committee attendance and credible challenge. + Provide regulatory change management… more
- Bank of America (Charlotte, NC)
- Financial Risk Analytics Sr. Specialist New York, New York;Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Financial-Risk-Analytics-Sr- Specialist \_25039581) **Job Description:** At Bank of America, we are… more
- Regions Bank (Charlotte, NC)
- …rules, prompt templating, grounding policies, vector DB access control /rotation, query-time guardrails, and ensuring retention, lineage, consent, copyright ... SAIF, and UK NCSC AI security guidance. + Applying governance and regulatory frameworks such as ISO/IEC 42001 AI...the office three or more days a week. The manager will set the work schedule for this position,… more
- TD Bank (Charlotte, NC)
- …is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk reporting for the Compliance ... broader organization policies to ensure alignment from a compliance and governance perspective.** **In this Position:** **Compliance Risk and Reporting Manager… more
- Wells Fargo (Charlotte, NC)
- …in Agile methodology + SIE Certifications + CAMS (Certified anti-money laundering specialist ) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified ... **2026 Summer Internship, Early Careers - COO Business Risk Control and Regulatory Oversight** **About this role:** Wells Fargo is seeking talent to join the… more
- TD Bank (Charlotte, NC)
- …depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... logs + Drafting and/or reviewing the sufficiency of a control + Presenting to very large audiences on a...internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders and teams… more
- TD Bank (Charlotte, NC)
- …Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global ... to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business… more
- City National Bank (Charlotte, NC)
- …others' thinking or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE...includes coverage of critical risk programs such as Risk Governance Framework, Risk Appetite, Issue Management, Policy and Management… more
- City National Bank (Charlotte, NC)
- …others' thinking or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk ... *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY?...and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Wealth… more
- TD Bank (Charlotte, NC)
- …Finance **Job Description:** **Job Description:** The Senior Treasury Capital Manager develops and executes complex capital management capabilities, strategies ... in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the… more
- City National Bank (Charlotte, NC)
- …others' thinking or approaches in a constructive manner.Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk ... *AUDIT MANAGER II-OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY?...and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Risk… more