- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be responsible for ... front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program… more
- Wells Fargo (Charlotte, NC)
- …career areas and business divisions at wellsfargojobs.com (https://https/www.wellsfargojobs.com/) . The Senior Lead Officer will be responsible for the AML, ATF ... regulatory requirements. **In this role, you will:** + Serve as the Compliance Officer for the Equipment Finance/Vendor Finance (EF, VF) and Rail businesses… more
- Wells Fargo (Charlotte, NC)
- …career areas and business divisions at wellsfargojobs.com (https://https/www.wellsfargojobs.com/) . The Lead Officer will be responsible for liaising with the ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer as a part...policies, with minimal oversight, so that it aligns with regulatory expectations and appropriately represents the bank's risk appetite… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . Wells Fargo is seeking a Lead Credit Risk Officer as a part of Wells Fargo's… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Fargo is seeking a Wells Fargo is seeking a Lead Control Management Officer to join the...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade...+ Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + Represent… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer . The successful...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Truist (Charlotte, NC)
- …regulatory agencies, Credit Risk Review, and Internal Audit. + Ensure adherence to regulatory credit policies. + Lead regulatory examination responses and ... review the following job description:** The Chief Wholesale Credit Officer (CWCO) is an executive position reporting to the...models. + Monitor and assess current and emerging risk. Regulatory and Compliance : + Act as primary… more
- Bank of America (Charlotte, NC)
- …as well as High Net Worth Individual and International accounts. The Leasing Credit Officer ("LCO") will act as the lead underwriter for the management of ... Leasing Credit Officer I/II-Global Corporate Aircraft Finance Charlotte, North Carolina;Chicago,...$100MM+ that are assigned risk ratings the equivalent of regulatory Pass, Criticized, and Classified categories. Relationships extend across… more
- Truist (Charlotte, NC)
- …other CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates ... the following job description:** Truist is looking for a Senior Cybersecurity Risk Officer to serve as the independent oversight and effective challenge function to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a dynamic and strategic Business Development Officer to join its Capital Finance team, where you will be instrumental in… more
- Siemens Energy (Charlotte, NC)
- …will also be aligned with and supported by the internal EHS team for regulatory and compliance requirements.** **Who is Siemens Energy?** **At Siemens Energy, we ... Radiation Safety Protection Program is the responsibility of the Radiation Safety Officer (RSO) as designated in the North Carolina Radioactive Materials License and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... COO teams as well as other support functions (eg, Compliance , Testing, Risk, Operations, Technology, Legal, Audit and Human...that require escalation, awareness, or approval. + Interface with Regulatory agencies (eg, OCC, FINRA, SEC, FCA etc.) as… more
- Truist (Charlotte, NC)
- …risk initiatives, including engagement in on-going Governance requirements and participation in regulatory activities. 9. Lead team of risk professionals in ... the BUCRO is not available. Participation in working groups and councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure… more
- Truist (Charlotte, NC)
- …and spirit of applicable corporate policies, procedures, processes, standards and regulatory / compliance requirements. + Takes a new perspective on existing ... constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial… more
- Truist (Charlotte, NC)
- …and spirit of applicable corporate policies, procedures, processes, standards and regulatory / compliance requirements. 9. Takes a new perspective on existing ... Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting for use in 10-Q/10-K, Call Reports, Y-9C… more
- Truist (Charlotte, NC)
- …consumer financial products, retail banking operations, risk management frameworks, and regulatory expectations is essential. This leader will influence outcomes by ... effective risk identification and assessment, issue and control management, and regulatory readiness across the business units supported. The risk management… more
- Bank of America (Charlotte, NC)
- …standards. Additionally, the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations. This role will ... also be expected to maintain advanced knowledge of GAAP, regulatory requirements and lead in-house training sessions. As a senior member of the Accounting Policy… more