- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Risk and Regulatory Change Management (RRCM) Operations role as part of ... Corporate Compliance Regulatory Change Management (CRCM). Learn more about the career areas and lines of business at wellsfargojobs.com… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The Senior Cyber Regulatory Officer will lead a team to provide strategic ... the United States (CFIUS). + Lead NYDFS regulatory exercise including evidence gathering, development of compliance... guidance. + In partnership, with Legal and Privacy Officer , monitor changes in the global, federal, and state… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... and challenges appropriately on compliance related decisions + Provide regulatory compliance risk expertise and consulting for projects and initiatives… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit Compliance ... team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise...facilitate necessary changes. + Assist with internal and external regulatory compliance exams/audits. + Assist with corporate… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance ... team within Compliance Risk Management. The Commercial Compliance Officer will provide support to business...perform impact and gap analyses as applicable. Assist with regulatory compliance exams. Assist with corporate policy… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join the...executive management, and board-level audiences. Ensure clarity, accuracy, and compliance in all external and internal communications. + Oversee… more
- TD Bank (Charlotte, NC)
- …governed by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US ... Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability...+ Risk Management + Governance and Control 1B + Regulatory Compliance Management + Risk and Control… more
- Bank of America (Charlotte, NC)
- …Intelligence + Collaboration + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + ... Credit Underwriter II/Credit Officer I - Global Renewable Energy Credit New...(TOH) and Line of Business (LOB) specific reports or regulatory related reporting. **Responsibilities:** + Sets or supports the… more
- Huntington National Bank (Charlotte, NC)
- …and partners with senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties and Responsibilities: + ... Description The Business Risk Officer Senior within Wealth Management plays a key...providing expert guidance on risk mitigation, policy development, and regulatory change impacts with an emphasis on Fiduciary Activities… more
- TD Bank (Charlotte, NC)
- …for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various ... needed. The Compliance Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's...end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of… more
- Robert Half Legal (Charlotte, NC)
- …where strategic leadership meets cutting-edge regulatory expertise? We're looking for a Compliance Manager to lead and shape the compliance program for ... build toward a clear path to becoming a Chief Compliance Officer (CCO)! Compensation Highlights: ✨ Competitive...(preferred) Education: + Bachelor's degree required; advanced certifications in regulatory compliance are a plus ✨ Ready… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Trust Advisor - Special Needs Trust (Senior ...special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and… more
- Siemens Energy (Charlotte, NC)
- …internal partners. + Handles hazardous waste, environmental reporting, and documentation for compliance . Regulatory & Risk Management + Analyzes and reports on ... **A Snapshot of Your Day** As an Environmental Health & Safety (EHS) Compliance Specialist you will be a key contributor to our mission of operational perfection and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... is an Individual Contributor with no direct reports. The officer title associated with this role is Vice President...and critical space. **In this role, you will:** + Lead execution of the integrated audit process + Demonstrate… more
- Truist (Charlotte, NC)
- …ensuring accuracy of financial line items related to all business lines. 2. Lead areas of accounting or reporting, both technical and transactional, including direct ... 6. Ensure integrity and timely filing of all financial information, including compliance with US Generally Accepted Accounting Principles (GAAP), IFRS, and … more
- TAK Communications (Charlotte, NC)
- …+ Deep knowledge of telecom construction standards, permitting processes, and regulatory compliance across multiple jurisdictions + Expertise in reading ... Units (MDUs) nationwide. Reporting directly to the Chief Operating Officer , the MDU Project Director manages multi-million-dollar portfolios, leads cross-functional… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and other key metrics for financial reporting and risk management, including regulatory stress testing. **Position and Responsibilities** We are seeking a proven,… more
- Deloitte (Charlotte, NC)
- …and implementing innovative solutions + Deep knowledge of risk management, regulatory compliance , and security governance. + Exceptional communication, ... to making a meaningful impact and will report directly to the Chief Security Officer . In this role, you will: + Develop and communicate a long-term vision and… more