- American Express (Charlotte, NC)
- …of risk awareness and proactivity around regulatory matters. As a Manager in the Compliance Policies and Standards Office, you will play a pivotal role ... and implementing compliance 's program for the management of compliance risk related policies and standards . **Responsibilities** + Assist with the… more
- TD Bank (Charlotte, NC)
- … leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies , standards and development ... team of enthusiastic colleagues dedicated to setting new industry standards . The Compliance Regulatory Change Office (CRCO)...they are accountable for + Work is guided by policies and industry standards /methods. + Communicates difficult… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards . TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. ... leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies , standards and development… more
- TD Bank (Charlotte, NC)
- …Compliance Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review ... features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues...of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)… more
- TD Bank (Charlotte, NC)
- …collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards . The Compliance Business Oversight Manager - Collections ... role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Manager leads a team of second line of defense risk management ... of management experience **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong… more
- Anywhere Real Estate (Charlotte, NC)
- …related documents for each of the franchising brands within Anywhere Brands. The Compliance Manager - Franchise Contracts will lead efforts in executing ... processes, procedures, and accountability standards associated with franchise compliance . The successful...and mitigate risk. + Develop, implement, and maintain contract compliance policies , procedures, and overall communications. +… more
- City Wide Facility Solutions (Charlotte, NC)
- …to 1am but vary throughout the week. Primarily 2nd shift. We are seeking a Janitorial Compliance Night Manager to join our team! The Night Manager is ... and gain new business. + Communicate with Facility Services Manager daily for any issues that need immediate attention,...Customer Compliant Policy, Four Star Policy, and other operational policies and procedures. + Ensure compliance with… more
- ManpowerGroup (Charlotte, NC)
- …collaborative spirit which will align successfully in the organization. **Job Title:** Risk/ Compliance PM (IT Project Manager V) **Location:** Charlotte, NC ... Our client is seeking a Risk/ Compliance PM to join their team. As a...of 10 years of experience in risk processes, controls, policies , and standards . + Material experience working… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated **Senior Audit Manager ** you'll manage audit engagements, varying in complexity, and often participates ... improve internal controls. Adheres to the Institute of Internal Auditors' International Standards for the Professional Practice of Internal Auditing ( Standards )… more
- First Horizon Bank (Charlotte, NC)
- …for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the full range of ... risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design...work performed and support conclusions + Adhere to Departmental policies and guidelines + Conduct findings follow up validation… more
- TD Bank (Charlotte, NC)
- …are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through ... for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution for audits covering… more
- TD Bank (Charlotte, NC)
- …are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through ... details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the planning and execution for audits… more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards . **U.S. Compliance Operations and Governance provides governance, oversight, ... of the US Compliance Risk Management Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment,… more
- Bank of America (Charlotte, NC)
- …officials ensuring proper communication of compliance of company and regulatory policies relevant to the manager 's specific area of responsibility. Supports ... area . Functions managed are typically complex, directed by internal bank policies and require adherence to regulatory and compliance requirements which… more
- TD Bank (Charlotte, NC)
- …Accountabilities:** + Assists in the development and implementation of appropriate Compliance policies , processes and controls + Facilitates the periodic ... participate in developing, and implementing and risk management reporting around business policies and procedures to ensure compliance with applicable laws and… more
- NTT DATA North America (Charlotte, NC)
- …advisory services in support of the third line of defense, uphold regulatory compliance standards , and support our clients in achieving their business ... We are currently seeking a Financial Crimes Audit Senior Manager to join our team in Charlotte, North Carolina... Compliance :** A strong commitment to upholding regulatory compliance standards and ensuring adherence to AML… more
- Wells Fargo (Charlotte, NC)
- …for varying levels of information. + Six Sigma Certification or Certified Regulatory Compliance Manager (CRCM). **Job Expectations:** + Ability to work at one ... multiple business lines. + Establish, implement and maintain risk standards and programs to drive compliance with...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities… more
- Walmart (Charlotte, NC)
- …pharmacy operations are aligned with Company and regulatory for example HIPAA SOP QA policies standards and procedures Ensures adherence to proper policies ... serve as a good member of the community Ensures compliance with Company and legal policies procedures...accomplishments Act with Integrity: Maintains and promotes the highest standards of integrity ethics and compliance models… more
- City National Bank (Charlotte, NC)
- …with regulatory examinations and serve as liaison with regulators. * Develop and maintain compliance policies and standards that address key risk activities. ... and procedures. * Comply fully with all Bank Compliance policies and procedures as well as...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more