- City National Bank (Concord, NC)
- * MANAGER FINANCIAL CRIMES TESTING * WHAT IS THE OPPORTUNITY? The BSA/OFAC Testing Manager manages a team of BSA Risk Analysts to execute the ... performed, validate BSA/OFAC compliance monitoring conducted by 1LOD, and effectively communicate testing /monitoring results to the BSA Risk Manager and senior… more
- NTT DATA North America (Charlotte, NC)
- …an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Financial Crimes Audit Senior Manager to join our team in ... https://us.nttdata.com/en/services/consulting-services/banking-and- financial -services-consulting **How You'll Help Us:** As a ** Financial Crimes Audit Senior Manager ,**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Exeuctive Director, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The...financial crimes . The Financial Crimes Audit Team is responsible for testing … more
- Wells Fargo (Charlotte, NC)
- …and processes related to financial crimes . The Financial Crimes Audit Team is responsible for testing governance and coordinating first line audit ... Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial...wellsfargojobs.com. **In this role, you will:** + Perform audit testing components of assigned audits within multiple segments of… more
- TD Bank (Charlotte, NC)
- …to pursue certification + Travel 25% or more Preferred Experience: CAMS, CFE certification Financial Crimes /AML Audit experience **Who We Are:** TD is one of the ... status, and findings + Works at direction of Audit Manager + May perform testing procedures for...world's leading global financial institutions and is the fifth largest bank in… more
- City National Bank (Concord, NC)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... as necessary. What you will do * Program Governance Role: ◦ Support Financial Crimes Compliance Program Governance, including Training, Issue Management, and… more
- TD Bank (Charlotte, NC)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of audits ... + Works independently but receives assistance/coaching from the audit manager + May be Auditor in Charge on an...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution for audits covering ... forming conclusions, communicating scope/findings to business line. + Performs testing of critical areas of audit. Performs review of...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Support the Financial Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering ... delivered through collaboration of specialized functions such as training, self- testing , quality control, data analysis and reporting. Additional responsibilities… more
- Bank of America (Charlotte, NC)
- …domain, while also having advance quantitative/analytic skills to influence the Financial Crimes program strategic transaction monitoring and data management ... GFC Manager - Financial Intelligence Unit -...assessments. + Driving the delivery of technology initiatives for Financial Crimes production applications and tools by… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... a financial institution. Finance functions, including but not limited to financial planning & analysis, cost allocations, stress testing , product control and… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking an Analytics Senior Manager for the Data and Insights change delivery group...Financial regulatory report and controls, independent validation and testing for high risk and control reporting and support… more
- Truist (Charlotte, NC)
- …duties (as assigned) to support technology activities related to the corporate-wide Financial Crimes Program; reporting pertinent information to the immediate ... and external partners to aid in achieving strategic objectives and a best in class Financial Crimes program 16. Develop and maintain financial crimes … more
- Wells Fargo (Charlotte, NC)
- …software products using agile/scrum principles. + Demonstrated experience developing fraud, financial crimes or cybersecurity products. + Demonstrated experience ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- TD Bank (Charlotte, NC)
- …Compliance programs related to all aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... of business at wellsfargojobs.com. **In this role, you will:** + Perform audit testing components of assigned audits within multiple segments of the Audit Plan +… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... and the Chief Operating Office. **In this role, you will:** + Perform audit testing components of assigned audits within multiple segments of the Audit Plan + Plan… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... role would be responsible for leading team in the design, development, testing , and implementation of features that support enterprise marketing data initiatives.… more