- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the… more
- TD Bank (Charlotte, NC)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Citigroup (Charlotte, NC)
- … management policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk -related regulatory requirements to ensure ... capital management, including the measurement and reporting of spot regulatory capital and risk weighted assets ("RWA")....is highly transaction-oriented and there is extensive interaction with senior members of the Business, Line Risk ,… more
- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... issues, and maintains standards and procedures related to FCRM risk assessment and approval. The Senior Financial...reporting on status of initiatives to various audiences including senior management. + Ensuring compliance with standards… more
- TD Bank (Charlotte, NC)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Counsel in the CIB Regulatory ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Risk Analytics Consultant This position...Analytics Consultant, you will contribute to ensuring data quality, regulatory compliance , and timely delivery of GL… more
- Resideo (Charlotte, NC)
- …an experienced professional to join our team in a newly created role as the Senior Manager, Global ESG and Emerging Risk Controller. This role will be ... of emerging risks. This critical role involves delivering high-impact insights to senior leadership while evaluating the effectiveness of risk frameworks,… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... A strong understanding of consumer financial products, retail banking operations, risk management frameworks, and regulatory expectations is essential. This… more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA… more
- TD Bank (Charlotte, NC)
- …in KYC, EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk … more
- Truist (Charlotte, NC)
- …for maintaining and monitoring adherence to AI policies and procedures, conducting risk tiering, ensuring compliance with regulatory frameworks and ... risk focused management and partnership routines with risk teams and internal partners. Interface with senior...LOD1) risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... extensive background in data management with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and… more
- TD Bank (Charlotte, NC)
- … of capital risk management processes with US regulations, understanding that regulatory compliance alone is not sufficient and that capabilities should be ... this role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk ...level, requiring broad managerial and deep specialized knowledge of risk management issues at the enterprise, business, regulatory… more
- Truist (Charlotte, NC)
- …adequacy of first line-of-defense (1LoD) risk program execution. 9. Monitor legal, regulatory , compliance and audit matters for assigned risk oversight ... of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership... risk assessment methodologies. 4. Knowledge of AI regulatory frameworks and compliance standards. 5. Strong… more
- Truist (Charlotte, NC)
- …business and regulatory change). . Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the root cause, the corrective action ... . Communicate with EFT leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Resilience Senior Risk Manager is a second line of defense subject matter ... related experience in Resilience, Business Continuity/Disaster Recovery, Information Technology Risk Management, Cyber, crisis management or senior operational… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Truist is looking for a Senior Cybersecurity Risk Officer to serve as the independent oversight and ... line of defense corporate authority for managing Truist's technology risk , including driving our overall risk appetite...Senior Business Unit (BU) management, as well as regulatory agencies; 14. Talent Management - Lead, manage and… more
- TD Bank (Charlotte, NC)
- …and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be successful in the Senior AML Financial Crime ... Risk Management **Job Description:** The Financial Crime Risk Senior Investigator conducts end to end...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a… more
- Truist (Charlotte, NC)
- …of various risk programs including but not limited to the risk control self-assessment (RCSA), business and regulatory change initiatives, issues management, ... risk expertise to support the development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on… more