- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... opportunities to learn, grow, and make an impact. Join us **Description:** The Regulatory Reporting Operations Senior Professional is part of the… more
- Bank of America (Charlotte, NC)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...and complex operational issues + Responsible for expense management, reporting and forecasting for operations areas managed… more
- TD Bank (Charlotte, NC)
- …**Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, or senior -level stakeholder management.** + ... role which is outlined in the general description below. **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a… more
- Coinbase (Charlotte, NC)
- …securities clearing, settlement, margin, and custody * Solid knowledge of broker-dealer regulatory requirements and reporting practices * Demonstrated ability to ... within regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our...to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization… more
- PNC (Charlotte, NC)
- …and have an opportunity to contribute to the company's success. As an Operations Production Support Specialist within PNC's Midland Loan Services - Investor ... Reporting organization, you will be based in any of...communicates performance statistics and reports to internal stakeholders and senior management. + Promotes and monitors the production workflow… more
- Bank of America (Charlotte, NC)
- Senior Group Operations Manager - Sanctions Screening Center of Excellence Charlotte, North Carolina;Richmond, Virginia; Scranton, Pennsylvania **To proceed with ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Group- Operations -Manager Sanctions-Screening-Center-of-Excellence\_25031154) **Job Description:** **About Us** At… more
- TD Bank (Charlotte, NC)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... everyone. You'll be a driving force behind our Anti-Money Laundering (AML) operations , managing centralized Quality Control (QC) programs that span multiple teams,… more
- TD Bank (Charlotte, NC)
- …change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- SMBC (Charlotte, NC)
- …to ensure contracts include appropriate terms, SLAs, protections, and regulatory compliance. + Foster inclusive and mutually beneficial vendor partnerships ... that support bank operations and customer experience. + Identify and implement process...experience. + Identify and implement process enhancements to improve reporting and workflow efficiency. **Qualifications and Skills** + Bachelor's… more
- TD Bank (Charlotte, NC)
- …the business, proactively managing regulatory change and providing trusted and reliable reporting , advice and opinion to senior leadership and the Board on ... the Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory ...the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible… more
- TD Bank (Charlotte, NC)
- …functions + Acts as a key point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital management + ... management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy,… more
- TD Bank (Charlotte, NC)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
- TD Bank (Charlotte, NC)
- …management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, ... efficiency and automation + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, efficiency… more
- TD Bank (Charlotte, NC)
- …line of business and risk partners + Communicate project updates and reporting results effectively to senior management. _Our team currently operates ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...compliance that will cascade throughout the organization. The Compliance Reporting & Project Manager - Fair Banking will play… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides a comprehensive and diverse range of risk ... in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- TD Bank (Charlotte, NC)
- …developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable ... regulations. This role will act as a industry liaison for regulatory policy, including engagement with trade associations; will be responsible for monitoring … more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk & Control OfficerThe Business Control Director Senior is a critical role with a mandate to drive ... the First Line of Defense, the Business Control Director Senior is accountable for maintaining a robust First Line...culture, and is responsible to evolving business needs and regulatory expectations. As a First Line leader, the Business… more
- Wells Fargo (Charlotte, NC)
- …QTT, Indigo, Cornerstone), with experience in process management, data management, and regulatory reporting . + Excellent written and verbal communication skills, ... **About this role:** Wells Fargo is seeking a ** Senior Business Execution Consultant** to join the **Shared** **Service Operations Quality Assurance Group… more