- Citigroup (Charlotte, NC)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit , in ... objective of this role is to develop and execute a robust Audit Plan, and direct complex audit activities for a component of the business at a regional or… more
- TD Bank (Charlotte, NC)
- …management regarding audit scope, status, and findings + Works at direction of Senior Audit Manager + May perform testing procedures for more critical ... discipline + Works independently but receives assistance/coaching from the Senior Audit Manager + May...Total Rewards Package** Our Total Rewards package reflects the investments we make in our colleagues to help them… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, ... * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT...Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker/Dealer, Investment Banking activities for… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned...Total Rewards Package** Our Total Rewards package reflects the investments we make in our colleagues to help them… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit… more
- US Bank (Charlotte, NC)
- …team of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology ... skills and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our growing… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for ... audit exams. The manager is responsible for...detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key… more
- TD Bank (Charlotte, NC)
- …and handle confidential information with discretion. Generally, reports to an Audit Group Manager or Senior Audit Group Manager role. MUST HAVE: ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is...Total Rewards Package** Our Total Rewards package reflects the investments we make in our colleagues to help them… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is a senior -level leader within the Internal ... assessment, and execution of audits and related processes. The Audit Manager II will lead or serve...+ Ability to contribute to strategic direction of the audit function and provide advice to senior … more
- City National Bank (Charlotte, NC)
- *SR. AUDIT MANAGER - ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Sr. Audit Manager position is a leadership role as an auditor-in-charge to ... audit programs, analyze results of testing performed, and effectively communicate audit results to the Director and senior management in meetings,… more
- TD Bank (Charlotte, NC)
- …stakeholders, and is the primary liaison with these stakeholders. + Advise and challenge Senior Management on Internal Audit responses. + Balance the needs of US ... for this role. **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the central point of contact for regulatory matters… more
- TD Bank (Charlotte, NC)
- …Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the ... team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Finance **Job Description:** **Job Description:** The Senior Treasury Capital Manager develops and executes complex capital ... their in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor - US Non-Financial Risk Management ... documenting, and testing the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of… more
- Capital One (Charlotte, NC)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- TD Bank (Charlotte, NC)
- …Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of 1940, FINRA, SEC rules, and other applicable state and ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- TD Bank (Charlotte, NC)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication, provide… more
- TD Bank (Charlotte, NC)
- …Strategy & Support **Job Description:** The Control Remediation Quality Assurance Senior Business Management Specialist will have appropriate Audit or ... full concern level, ensuring effective remediation, leading to successful Internal Audit validation. This role engages with stakeholders to provide ongoing support… more
- TD Bank (Charlotte, NC)
- …regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing independent ... (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of Compliance… more