- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Auditor on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust, Wells ... or Commissioned Bank Examiner designation + Experience in portfolio management, investment strategy, broker/dealer operations, wealth management, fiduciary and… more
- City National Bank (Charlotte, NC)
- …experience with a financial institution such as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience ... and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to… more