- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- KeyBank (Charlotte, NC)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... This role is expected to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a high priority on risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... of benefits to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management… more
- Coinbase (Charlotte, NC)
- …to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, Product ... can launch and scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Trust Advisor - Special Needs Trust ( Senior Lead Fiduciary Advisory Specialist (LO)) responsible for ... administering complex special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and fiduciary laws;… more
- Coinbase (Charlotte, NC)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. The* Senior Director, Physical Security* will lead the global physical security ... and employee protection. As a strategic leader reporting into the Chief Security Officer (CSO), you'll build and manage a physical security team, architect layered… more
- Wells Fargo (Concord, NC)
- …your career" in the US Join us! About this role: Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the ... Consumer , Small and Business Banking division. This is an...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. Reporting to the Chief Accounting Officer , this role will lead the Company's Financial Reporting function and be ... filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. *… more
- First Horizon Bank (Charlotte, NC)
- …while facilitating risk control measures for the Bank. + Works closely with senior management, RMs, PMs, Credit Risk, Compliance and Internal Audit partners ... established limits or refer loan to RM or Credit Officer for further approval/override as provided by Policy. +...to ensure that the credit remains in compliance with Bank and regulatory policies. + Provide documentation… more
- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer , Director of Operational Risk, the position supports the Second Line of… more
- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Americas Division (DMDAD) of the Chief Data & Analytics Officer (CDAO) works with group companies and functional areas...+ Responsible for the preparation of BAU and ad-hoc senior management decks and presentations, including materials for meeting… more