- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with the annual… more
- Huntington National Bank (Chicago, IL)
- …business. The successful candidate will have knowledge of investment banking and capital markets compliance requirements including relevant FINRA, SEC, ... Description The Huntington Capital Markets Enterprise Compliance ...Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance… more
- HUB International (Chicago, IL)
- …corporate law (particularly in SEC compliance ), board and corporate governance, capital markets or regulatory enforcement, all resulting in a proven record ... a wide range of other securities-related matters, including regulatory compliance , SEC and SOX compliance , corporate and...she will provide advice and support to the Board, Chief Legal Officer, Executive Management and employees on these… more
- Capco, a Wipro Company (Chicago, IL)
- …delivery domains, including Banking and Payments, Wealth and Asset Management, Insurance, and Capital Markets to define, design, and build bespoke solutions to ... management expertise, and modern delivery, to rapidly get our clients to market with a better solution. Our environment is entrepreneurial, high-energy, and… more
