- Morgan Stanley (New York, NY)
- …innovative solutions to address risk issues Involvement in leading various risk management projects Drafting or reviewing senior management presentation ... Senior Associate or Vice President level position on the Non -Market Risk team within the Institutional Equity...support areas (eg, Legal, Technology, Operations, Finance), 2nd line risk functions (eg, Compliance, Financial Crimes … more
- Sia (New York, NY)
- …testing, and internal audit Advise and provide clients with strategic recommendations on Risk Management issues facing the financial services sector, ... leadership to improve processes and procedures in areas such as banking governance, risk management , regulatory compliance, treasury transformation, stress… more
- Morgan Stanley (New York, NY)
- …our business units. LCD is made up of the Legal, Regulatory Relations, and Non - Financial Risk departments which preserve the firm's invaluable reputation for ... coverage team. The role will reside within 2nd line Non - Financial Risk 's Operational Risk...role in preparing relevant Governance topics and materials, providing risk management insight, review and challenge -… more
- Santander Holdings USA Inc (Melville, NY)
- …at all levels are expected to take a proactive and responsible approach toward risk management . EEO Statement: At Santander, we value and respect differences in ... Your Journey Starts Here: Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our… more
- Santander Holdings USA Inc (New York, NY)
- …prioritize and drive remediation efforts throughout the organization, and contribute to risk management , treatment, and reporting process efforts to protect data ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...Directory integration, Cloud Framework, IT audit, or information technology risk management . Experience with cyber security and… more
- Santander Holdings USA Inc (New York, NY)
- …at all levels are expected to take a proactive and responsible approach toward risk management . EEO Statement: At Santander, we value and respect differences in ... Your Journey Starts Here: Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our… more
- Early Warning Services, LLC (New York, NY)
- …or other related field of specialty. Minimum of six or more years of risk management experience, preferably within financial services using the three ... monitoring of the business-line's third-party relationships, including both performance and risk management . Manage audits and regulatory exams; work across… more
- Morgan Stanley (Hauppauge, NY)
- … financial performance. Responsible for regulatory, legal and compliance issues including: Risk management for the Branch in regards to monitoring sales, ... will be placed on the recruitment and retention of Financial Advisors. Non -producing Branch Managers must be...Non -producing Branch Managers must be responsible for fiscal management , personnel management and morale, business ethics… more
- Santander Holdings USA Inc (New York, NY)
- …at all levels are expected to take a proactive and responsible approach toward risk management . EEO Statement: At Santander, we value and respect differences in ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...of being a CPA Master's Degree ; Accounting, Finance, Management Information Systems or a equivalent field with goal… more
- Goldman Sachs, Inc. (New York, NY)
- …brokers. The Risk team is responsible for end of day and intraday risk management of client portfolios. The Risk team maintains proprietary stress ... Job Description Job Summary & Responsibilities PB Risk and Underwriting is looking for a VP...for specific risks and prepares regular updates for senior management . For centrally cleared products (listed and OTC), the… more
- Citigroup, Inc. (Long Island City, NY)
- …skills, with ability to synthesize complex concepts and make accessible to management . Strong understanding of financial products, US banking statutes, and ... The Financial Regulatory Rules Interpretation role is a position...with the RCPG Interpretive Team and other Finance and non -Finance functions throughout Citi, including the Lines of Business,… more
- HSBC (New York, NY)
- …Global Trade Solutions business including Sales, Structuring, Product, Implementation, Transaction Management , Business Risk and Controls, Services, Business ... GTS business and broader construct of HSBC's Global Businesses Experience with Financial Institutions relationship management Ability to multitask and prioritize… more
- Santander Bank (Great Neck, NY)
- …*Adhere to all bank policies and procedures, including compliance and risk management protocols to prevent fraudulent situations. *Recognize opportunities ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...expected to take a proactive and responsible approach toward risk management . EEO Statement: At Santander, we… more
- Scotiabank (New York, NY)
- …streamline, and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management … more
- Goldman Sachs, Inc. (New York, NY)
- …requests and projects Coordinate closely with internal stakeholders such as legal, risk management , operations, compliance, controllers and tax in order to ... Job Description About Goldman Sachs : Goldman Sachs Asset Management is one of the world's leading asset managers with over $3 trillion in assets under supervision.… more
- Santander (New York, NY)
- … return of products and services Learns about and diligently follows established risk management policies, processes and procedures Learns new methods and ... process face-to-face customer transactions for a variety of routine financial transactions. Responsibilities Adheres to safe deposit box procedures/operations and… more
- TD Bank Group (New York, NY)
- …complex regulatory remediation. Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the Global ... regulatory requirements and assisting business units to manage their regulatory risk . Key Responsibilities: Equity Aggregation: Oversee the TDS Equity Aggregation… more
- EmblemHealth (New York, NY)
- …or current living environment in collaboration with health care providers. Provide Care Management services to identified high risk members within the community, ... private, non -profit, and governmental agencies. Ensure that all Care Management processes and reporting are compliant with all applicable federal and state… more
- PIMCO (New York, NY)
- …investments up and down the capital stack to maximize value and minimize risk Build and enhance asset management reporting, portfolio analytical activities, and ... Qualifications: 8 years real estate credit experience in underwriting, originating, asset management , or servicing fields, experience in non -performing loans or… more
- Goldman Sachs, Inc. (New York, NY)
- …the value of the bank's non -maturity deposits business for internal funding Risk Management : Develop quantitative models and tools to manage the private ... build best in class models and tools that streamline risk management , detect fraud at scale, enable...clients and customers around the world to reach their financial goals. Our advisor-led wealth management businesses… more
