- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- S&P Global (New York, NY)
- …use):** 13 **S&P Global Corporate ** **Director, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- TD Bank (New York, NY)
- …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... Compliance Testers as part of the wider Monitoring and Testing Team. The Director -...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Atlantic Health System (Morristown, NJ)
- …site. + Corporate Flu Clinics (September- November) + Health Fairs/ Screenings/ Testing + Lectures/Webinars + Attends all Team Meetings At Atlantic Health System, ... diem Nurse Practitioner to be part of the Atlantic Corporate Health team. The NP will be responsible for...steps to contain infectious diseases. + Provides education & monitoring for chronic illnesses as required by the patient… more
- Mizuho Corporate Bank (New York, NY)
- …Crime Compliance department. This role will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures against ... regulatory requirements. In addition to testing in search of any control weaknesses, the FCC...verbal communication skills. + Advanced proficiency in Microsoft Suite, Compliance and Transaction Monitoring Systems and Microsoft… more
- Mizuho Corporate Bank (New York, NY)
- …Crime Compliance department. This role will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures against ... regulatory requirements. In addition to testing in search of any control weaknesses, the FCC...verbal communication skills. + Advanced proficiency in Microsoft Suite, Compliance and Transaction Monitoring Systems and Microsoft… more
- American Express (New York, NY)
- …Headquarters (AENB HQ) and Enterprise Shared Services (ESS) The objective of the Corporate Function Control Management Risk ID, Assessment, Testing and Reporting ... and update assessment criteria to align with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing ) and compile key… more
- Santander US (New York, NY)
- VP, Counterparty Credit Risk - Corporate and Investment Banking New York, United States of America USA Job Function Description: Ensures adherence to the policies ... established by the company. Manages policy, standard definition and monitoring of policy, standard implementation, ensuring harmonization and consistency of… more
- Honeywell (Morris Plains, NJ)
- …inquiries supporting quarterly and annual financial statements as well as SOX and compliance testing * Business partnership: Respond to financial data and ... future transaction when the separation occurs.** Honeywell is hiring a **Manager, Corporate Reporting** to manage corporate accounting function at our global… more
- Mizuho Corporate Bank (New York, NY)
- …Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory ... America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation and/or presentation of related MIS reports. + Manage… more
- HSBC (New York, NY)
- …-Credit and Lending activities across various client segments (eg, large corporate , international middle market, global network banking, etc.) -Global Payment ... lifecycle: announcement, team management and preparation, logistics, planning, fieldwork, testing , documentation and review, issue writing and agreement, report… more
- Mizuho Corporate Bank (New York, NY)
- …Responsible for the daily maintenance of the commitment facilities including: monitoring borrowing status, prepare new borrowings, rollovers, rate sets, conversions, ... all monthly and/or quarter end activity + Maintaining and monitoring Fronting LC, Invoice Discounting and Risk Participations +...other duties, as assigned, completing such tasks on time. Compliance + Obtain a basic understanding of the applicable… more
- Mizuho Corporate Bank (New York, NY)
- …is responsible for managing regulatory examinations, reviews, continuous monitoring , inquiries, firmwide regulatory projects and other regulatory-related matters. ... Additionally, the department oversees regulatory change management, which involves monitoring and analyzing new and emerging regulations, assessing their impact on… more
- Mizuho Corporate Bank (New York, NY)
- Corporate Communications & Marketing, Mizuho Americas Summary Mizuho Americas, a leading corporate and investment bank in the US, is experiencing tremendous ... growth. Our Corporate Communications & Marketing division is looking for a...media marketing. + Maintain responsibility for governance and social monitoring around key reputational issues and crisis management. Collaborate… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Senior Associate to join our Corporate Functions Internal Audit team. This is your opportunity to play a crucial role in ... governance and operational excellence! As a Senior Internal Audit Associate within Corporate Functions, you will oversee all stages of the audit lifecycle, including… more