- USAA (Plano, TX)
- …USAA?** As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the ... laws/regulations. Conduct appropriate, independent testing to ensure operational risks and compliance requirements are adhered...recommendations to remediate issues. Manage all aspects of a compliance and operational risk test… more
- Charles Schwab (Westlake, TX)
- …area of study. + 5+ years of testing experience in audit, SOX, compliance , and/or enterprise/ operational risk management. + 1+ years of experience using ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Corporate Risk… more
- Bank of America (Dallas, TX)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- JPMorgan Chase (Plano, TX)
- …control designers and operators. + Conduct Testing and Monitoring and identify operational risk control gaps. + Develop and/or challenge KPIs / KRIs related ... also participate in efforts to develop data-driven and automated testing approaches to risk identification and control...+ Knowledge of second line risk management ( operational risk and compliance ) practices… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. The Compliance , Conduct, Operational Risk Technology & Cybersecurity (CCOR Tech ... and Corporate Functions (CFs), responsible for the independent oversight of first line operational risk management practices and compliance with technology… more
- Santander US (Dallas, TX)
- Director, Operational Risk Oversight Dallas, United States of America The Director, Operational Risk drives and leads all Risk Data Aggregation ... infrastructure projects for operational risk (OR) and Risk Reporting Framework initiatives....communication, issues and remediation planning, tracking, MIS and reporting, testing , compliance , and monitoring. + Ensures adherence… more
- US Bank (Dallas, TX)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...matter expertise in technology, information security, and data management compliance and operational risks. + Partner with… more
- Santander US (Dallas, TX)
- …States of America The Information Risk Management Senior Associate (Sr. Associate, Operational Risk ) will be part of a dedicated team and execute against ... and review test result output + Preparing materials for risk and compliance governance meeting review and...Third Lines of Defense regarding differences or conflicts in operational risk appetite, risk metric… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- Wells Fargo (Irving, TX)
- …+ Experience writing reports for senior leadership audience level + Experience in Audit, Compliance , Risk and Testing + Critical Thinking and Analytical ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Dallas, TX)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- Capital One (Plano, TX)
- …and partner closely with senior business and risk office leaders, technology, compliance , legal, and operational risk . **In your role, you will:** ... risk policies and programs; + Drive collaboration between the risk , compliance , technology, Enterprise Supplier Management, and other business support… more
- Capital One (Plano, TX)
- …and partner closely with senior business and risk office leaders, technology, compliance , legal, and operational risk . **In your role, you will:** ... enables business partners to tackle major company challenges in operational resiliency. In this role, you will lean into...partners in managing their Business Continuity Plans, and executing risk -based testing in order to validate control… more
- Bank of America (Dallas, TX)
- …industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing ... the risk is within the bank's defined risk appetite, using knowledge of stress testing ...risk governance, as well as monitoring for potential operational , reputational and market risk issues +… more
- JPMorgan Chase (Plano, TX)
- …with internal and external technology audits (3rd Line of Defense), CCOR Operational Risk Management deep dives and testing (2nd Line of Defense), and the ... banking and financial services + 10+ years in Technology with strong experience in Operational Risk including Tech/Cyber Risk + Strong experience in various… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- Charles Schwab (Westlake, TX)
- …in the Corporate Risk departments (examples: Operational Risk Management, Records Retention, 1RMO, Compliance , Audit, Business Continuity). **What ... will proactively conduct RCSA control reviews, assessments, and RCAT testing . The Risk Manager has the responsibility...you have** **Required:** + Must have experience with Schwab compliance , marketing, or risk processes either as… more
- Citigroup (Irving, TX)
- …Internal Management, Regulators, Auditors, etc. that detail risks inherent in Credit, Market, Operational or other Risk Portfolios. Reporting can cover a variety ... of areas including but not limited to: portfolio concentrations, limit exceptions, stress testing , loss reserves or high- risk exposures. Roles + Assists in… more